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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
2301
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$8.36K ﹤0.01%
83
-163
-66% -$16.8K
RSSB icon
2302
Return Stacked Global Stocks & Bonds ETF
RSSB
$495M
$8.35K ﹤0.01%
307
+86
+39% +$2.46K
KBWD icon
2303
Invesco KBW High Dividend Yield Financial ETF
KBWD
$408M
$8.15K ﹤0.01%
650
– –
SIZE icon
2304
iShares MSCI USA Size Factor ETF
SIZE
$427M
$8.13K ﹤0.01%
51
– –
FTMS
2305
Franklin Short-Term Municipal Income ETF
FTMS
$187M
$8.08K ﹤0.01%
816
– –
QPX icon
2306
AdvisorShares Q Dynamic Growth ETF
QPX
$31.7M
$8.04K ﹤0.01%
190
+20
+12% +$895
UPRO icon
2307
ProShares UltraPro S&P 500
UPRO
$5.1B
$7.95K ﹤0.01%
82
– –
IAK icon
2308
iShares US Insurance ETF
IAK
$511M
$7.83K ﹤0.01%
+61
New +$8.09K
PREF icon
2309
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$7.75K ﹤0.01%
+412
New +$7.86K
ULST icon
2310
State Street Ultra Short Term Bond ETF
ULST
$527M
$7.7K ﹤0.01%
190
– –
QTJL icon
2311
Innovator Growth Accelerated Plus ETF July
QTJL
$19.9M
$7.69K ﹤0.01%
200
– –
USTB icon
2312
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.28B
$7.45K ﹤0.01%
147
-35
-19% -$1.78K
SECU
2313
iShares Securitized Income Active ETF
SECU
$864M
$7.43K ﹤0.01%
+149
New +$7.47K
SRET icon
2314
Global X SuperDividend REIT ETF
SRET
$237M
$7.42K ﹤0.01%
350
-5,737
-94% -$128K
PDN icon
2315
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$7.42K ﹤0.01%
171
– –
DFEB icon
2316
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$7.34K ﹤0.01%
155
– –
SMIN icon
2317
iShares MSCI India Small-Cap ETF
SMIN
$722M
$7.34K ﹤0.01%
122
– –
BSCU icon
2318
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.63B
$7.34K ﹤0.01%
439
– –
IBTO icon
2319
iShares iBonds Dec 2033 Term Treasury ETF
IBTO
$472M
$7.24K ﹤0.01%
297
-373
-56% -$9.16K
SPRX icon
2320
Spear Alpha ETF
SPRX
$206M
$7.23K ﹤0.01%
203
-2,507
-93% -$99.3K
HUSV icon
2321
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$7.21K ﹤0.01%
188
– –
VRP icon
2322
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$7.18K ﹤0.01%
300
– –
SPTB
2323
State Street SPDR Portfolio Treasury ETF
SPTB
$282M
$7.11K ﹤0.01%
235
-358
-60% -$10.9K
XISE icon
2324
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$36.5M
$7.1K ﹤0.01%
237
-668
-74% -$20.2K
IFV icon
2325
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$7.08K ﹤0.01%
280
– –
91 92
93
94 95

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.