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AE Wealth Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

AE Wealth Management’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-412
Closed -$7.75K – 2754
2026
Q1 		$7.75K Buy
+412
New +$7.86K ﹤0.01% 2309
2025
Q4 		– Sell
-293
Closed -$5.61K – 2536
2025
Q3 		$5.61K Buy
+293
New +$5.56K ﹤0.01% 2063

Other funds holding PREF

Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

AE Wealth Management's PREF Position: Q2 2026 in Review

AE Wealth Management sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2026, closing a stake of 412 shares — an estimated $7.75K sold.

AE Wealth Management first reported a position in PREF in Q3 2025 and held it in 2 quarters. The position peaked at $7.75K in Q1 2026. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

  • AE Wealth Management reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2026 after selling out during the quarter.
  • AE Wealth Management sold 412 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $7.75K.
  • AE Wealth Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2025 and held it in 2 quarters.
  • AE Wealth Management's Principal Spectrum Preferred Securities Active ETF position peaked at $7.75K in Q1 2026.
  • 134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.