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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINO icon
2276
PIMCO Municipal Income Opportunities Active ETF
MINO
$727M
$3.72K ﹤0.01%
+82
New +$3.73K
CSHI icon
2277
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
$1.52B
$3.63K ﹤0.01%
73
-7
-9% -$348
JULJ icon
2278
Innovator Premium Income 30 Barrier ETF July
JULJ
$13.6M
$3.59K ﹤0.01%
+144
New +$3.62K
QDF icon
2279
FlexShares Quality Dividend Index Fund
QDF
$2.2B
$3.48K ﹤0.01%
43
– –
DBJP icon
2280
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$675M
$3.41K ﹤0.01%
+36
New +$3.29K
BNDW icon
2281
Vanguard Total World Bond ETF
BNDW
$1.88B
$3.37K ﹤0.01%
49
-50
-51% -$3.48K
UXOC
2282
FT Vest U.S. Equity Uncapped Accelerator ETF - October
UXOC
$20.9M
$3.31K ﹤0.01%
93
-1,515
-94% -$53.4K
USVM icon
2283
VictoryShares US Small Mid Cap Value Momentum ETF
USVM
$1.76B
$3.29K ﹤0.01%
+36
New +$3.26K
BAMY icon
2284
Brookstone Yield ETF
BAMY
$43.5M
$3.28K ﹤0.01%
+118
New +$3.29K
LEN.B icon
2285
Lennar Class B
LEN.B
$19.9B
$3.24K ﹤0.01%
34
– –
DCRE icon
2286
DoubleLine Commercial Real Estate Debt ETF
DCRE
$459M
$3.22K ﹤0.01%
62
-205
-77% -$10.7K
FLTB icon
2287
Fidelity Limited Term Bond ETF
FLTB
$416M
$3.21K ﹤0.01%
63
+62
+6,200% +$3.15K
IBHJ icon
2288
iShares iBonds 2030 Term High Yield and Income ETF
IBHJ
$151M
$3.19K ﹤0.01%
+120
New +$3.19K
HYIN icon
2289
WisdomTree Private Credit and Alternative Income Fund
HYIN
$50.3M
$3.18K ﹤0.01%
200
– –
PIE icon
2290
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$226M
$3.14K ﹤0.01%
133
-7
-5% -$169
TBF icon
2291
ProShares Short 20+ Year Treasury ETF
TBF
$87.2M
$3.14K ﹤0.01%
130
– –
IGE icon
2292
iShares North American Natural Resources ETF
IGE
$733M
$3.12K ﹤0.01%
62
– –
JSMD icon
2293
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.03B
$3.1K ﹤0.01%
38
-106
-74% -$8.79K
OXY.WS icon
2294
Occidental Petroleum Corp Warrants
OXY.WS
$32.1B
$3.08K ﹤0.01%
160
-9
-5% -$179
VEGN icon
2295
US Vegan Climate ETF
VEGN
$171M
$3.04K ﹤0.01%
50
– –
CARZ icon
2296
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$43.5M
$3.04K ﹤0.01%
39
-24
-38% -$1.83K
APLY icon
2297
YieldMax AAPL Option Income Strategy ETF
APLY
$130M
$3.03K ﹤0.01%
227
+16
+8% +$219
FLGV icon
2298
Franklin US Treasury Bond ETF
FLGV
$1.03B
$3.02K ﹤0.01%
147
– –
FLCB icon
2299
Franklin US Core Bond ETF
FLCB
$3.02B
$3.01K ﹤0.01%
+139
New +$3.02K
PHDG icon
2300
Invesco S&P 500 Downside Hedged ETF
PHDG
$72.6M
$3K ﹤0.01%
80
-130
-62% -$4.92K
90 91
92
93 94

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.