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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLBL icon
2201
Franklin Senior Loan ETF
FLBL
$852M
$14.8K ﹤0.01%
642
-358
-36% -$8.29K
OXY.WS icon
2202
Occidental Petroleum Corp Warrants
OXY.WS
$33.2B
$14.7K ﹤0.01%
342
+182
+114% +$5.15K
MSSS icon
2203
Monarch Select Subsector Index ETF
MSSS
$144M
$14.6K ﹤0.01%
+488
New +$15.2K
DJUN icon
2204
FT Vest US Equity Deep Buffer ETF June
DJUN
$342M
$14.6K ﹤0.01%
310
-3
-1% -$142
KMAR
2205
Innovator U.S. Small Cap Power Buffer ETF - March
KMAR
$33.5M
$14.5K ﹤0.01%
+500
New +$14.7K
BOTZ icon
2206
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$14.5K ﹤0.01%
437
-94
-18% -$3.47K
ACEI
2207
Innovator Equity Autocallable Income Strategy ETF
ACEI
$40.9M
$14.3K ﹤0.01%
+618
New +$14.9K
FCEF icon
2208
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$80.7M
$14.3K ﹤0.01%
635
– –
MVV icon
2209
ProShares Ultra MidCap400
MVV
$155M
$14.1K ﹤0.01%
197
– –
LVHD icon
2210
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$14K ﹤0.01%
330
-3,512
-91% -$149K
WFC.PRL icon
2211
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$13.9K ﹤0.01%
12
– –
SPEU icon
2212
State Street SPDR Portfolio Europe ETF
SPEU
$712M
$13.7K ﹤0.01%
268
+178
+198% +$9.53K
RFG icon
2213
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$13.7K ﹤0.01%
250
-1
-0.4% -$56
JHSC icon
2214
John Hancock Multifactor Small Cap ETF
JHSC
$701M
$13.5K ﹤0.01%
315
-579
-65% -$25.7K
ESML icon
2215
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$13.5K ﹤0.01%
287
-280
-49% -$13.6K
FMAY icon
2216
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$13.4K ﹤0.01%
254
– –
XHB icon
2217
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$13.4K ﹤0.01%
136
+23
+20% +$2.52K
HYGH icon
2218
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$573M
$13.1K ﹤0.01%
153
-13
-8% -$1.12K
VSHY icon
2219
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$13.1K ﹤0.01%
607
-2
-0.3% -$44
NVDY icon
2220
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.38B
$13K ﹤0.01%
1,004
-7,320
-88% -$102K
FICS icon
2221
First Trust International Developed Capital Strength ETF
FICS
$213M
$13K ﹤0.01%
333
– –
PHYL icon
2222
PGIM Active High Yield Bond ETF
PHYL
$1.32B
$12.9K ﹤0.01%
+372
New +$13.2K
BGLD icon
2223
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$50.9M
$12.8K ﹤0.01%
747
+513
+219% +$9.14K
JHMD icon
2224
John Hancock Multifactor Developed International ETF
JHMD
$945M
$12.8K ﹤0.01%
302
-3,588
-92% -$156K
SILJ icon
2225
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$12.7K ﹤0.01%
427
-13
-3% -$431
87 88
89
90 91

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.