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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THNQ icon
2176
ROBO Global Artificial Intelligence ETF
THNQ
$409M
$17.7K ﹤0.01%
300
– –
UTEN icon
2177
US Treasury 10 Year Note ETF
UTEN
$287M
$17.7K ﹤0.01%
406
+300
+283% +$13.2K
DNOV icon
2178
FT Vest US Equity Deep Buffer ETF November
DNOV
$394M
$17.6K ﹤0.01%
368
– –
FESM icon
2179
Fidelity Enhanced Small Cap Core ETF
FESM
$5.93B
$17.6K ﹤0.01%
462
+244
+112% +$9.6K
SNOV icon
2180
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$114M
$17.6K ﹤0.01%
708
– –
XBJA icon
2181
Innovator US Equity Accelerated 9 Buffer ETF January
XBJA
$88M
$17.5K ﹤0.01%
561
-59
-10% -$1.89K
ESG icon
2182
FlexShares STOXX US ESG Select Index Fund
ESG
$131M
$17.4K ﹤0.01%
115
– –
FXG icon
2183
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$17.3K ﹤0.01%
272
-66
-20% -$4.29K
RZV icon
2184
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$17.2K ﹤0.01%
+138
New +$17.7K
BBBL icon
2185
BondBloxx BBB Rated 10+ Year Corporate Bond ETF
BBBL
$6.92M
$16.6K ﹤0.01%
348
+7
+2% +$339
FIDI icon
2186
Fidelity International High Dividend ETF
FIDI
$353M
$16.6K ﹤0.01%
600
– –
SDG icon
2187
iShares MSCI Global Sustainable Development Goals ETF
SDG
$167M
$16.5K ﹤0.01%
197
+1
+0.5% +$85
SMTH icon
2188
ALPS Smith Core Plus Bond ETF
SMTH
$2.93B
$16.3K ﹤0.01%
631
– –
AGZ icon
2189
iShares Agency Bond ETF
AGZ
$553M
$16.2K ﹤0.01%
148
– –
PCEF icon
2190
Invesco CEF Income Composite ETF
PCEF
$812M
$16.2K ﹤0.01%
859
– –
HYZD icon
2191
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$16K ﹤0.01%
727
+11
+2% +$247
DABS
2192
DoubleLine Asset-Backed Securities ETF
DABS
$147M
$15.9K ﹤0.01%
+313
New +$16K
DDFJ
2193
Innovator Equity Dual Directional 15 Buffer ETF - January
DDFJ
$73.6M
$15.8K ﹤0.01%
+841
New +$16K
IPKW icon
2194
Invesco International BuyBack Achievers ETF
IPKW
$537M
$15.7K ﹤0.01%
280
+2
+0.7% +$115
EQWL icon
2195
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$15.6K ﹤0.01%
+135
New +$16.2K
SJB icon
2196
ProShares Short High Yield
SJB
$52.1M
$15.3K ﹤0.01%
986
-56
-5% -$859
TBLL icon
2197
Invesco Short Term Treasury ETF
TBLL
$2.58B
$15.3K ﹤0.01%
145
-38
-21% -$4.01K
RFDI icon
2198
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$15.2K ﹤0.01%
+185
New +$15.6K
GVI icon
2199
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$15.1K ﹤0.01%
142
– –
DLAG
2200
FT Vest U.S. Equity Dual Directional Buffer ETF - August
DLAG
$11.6M
$15K ﹤0.01%
487
– –
86 87
88
89 90

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.