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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JXI icon
2151
iShares Global Utilities ETF
JXI
$315M
$8.97K ﹤0.01%
+114
New +$9.1K
KBWD icon
2152
Invesco KBW High Dividend Yield Financial ETF
KBWD
$413M
$8.88K ﹤0.01%
650
– –
PFXF icon
2153
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
$8.78K ﹤0.01%
497
-66
-12% -$1.17K
CEFS icon
2154
Saba Closed-End Funds ETF
CEFS
$419M
$8.76K ﹤0.01%
380
+150
+65% +$3.41K
DDFD
2155
Innovator Equity Dual Directional 15 Buffer ETF Dec
DDFD
$104M
$8.62K ﹤0.01%
+450
New +$8.59K
CHPY
2156
YieldMax Semiconductor Portfolio Option Income ETF
CHPY
$940M
$8.56K ﹤0.01%
+154
New +$8.75K
SMIN icon
2157
iShares MSCI India Small-Cap ETF
SMIN
$750M
$8.56K ﹤0.01%
122
– –
CSMD icon
2158
Congress SMid Growth ETF
CSMD
$455M
$8.51K ﹤0.01%
+269
New +$8.77K
JPEF icon
2159
JPMorgan Equity Focus ETF
JPEF
$1.94B
$8.5K ﹤0.01%
114
+47
+70% +$3.51K
MMIN icon
2160
IQ MacKay Municipal Insured ETF
MMIN
$466M
$8.5K ﹤0.01%
+355
New +$8.51K
HAUZ icon
2161
Xtrackers International Real Estate ETF
HAUZ
$1.07B
$8.48K ﹤0.01%
365
+132
+57% +$3.09K
SMLV icon
2162
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$260M
$8.26K ﹤0.01%
63
-6
-9% -$778
DFIP icon
2163
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$8.24K ﹤0.01%
198
+1
+0.5% +$42
FESM icon
2164
Fidelity Enhanced Small Cap Core ETF
FESM
$5.91B
$8.24K ﹤0.01%
218
+186
+581% +$6.94K
SIZE icon
2165
iShares MSCI USA Size Factor ETF
SIZE
$430M
$8.24K ﹤0.01%
51
-2
-4% -$322
KBE icon
2166
State Street SPDR S&P Bank ETF
KBE
$1.64B
$8.19K ﹤0.01%
135
-18
-12% -$1.06K
BAMB icon
2167
Brookstone Intermediate Bond ETF
BAMB
$57.8M
$8.15K ﹤0.01%
+309
New +$8.23K
FTMS
2168
Franklin Short-Term Municipal Income ETF
FTMS
$187M
$8.1K ﹤0.01%
+816
New +$8.11K
BBHY icon
2169
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$7.97K ﹤0.01%
171
+71
+71% +$3.31K
MUNI icon
2170
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$7.97K ﹤0.01%
152
+133
+700% +$6.98K
QDTY
2171
YieldMax Nasdaq 100 0DTE Covered Call Strategy ETF
QDTY
$23.5M
$7.96K ﹤0.01%
+184
New +$8.21K
QTJL icon
2172
Innovator Growth Accelerated Plus ETF July
QTJL
$19.4M
$7.87K ﹤0.01%
200
– –
BATRA icon
2173
Atlanta Braves Holdings Series A
BATRA
$3.51B
$7.82K ﹤0.01%
184
– –
ULST icon
2174
State Street Ultra Short Term Bond ETF
ULST
$527M
$7.7K ﹤0.01%
190
-8
-4% -$325
QPX icon
2175
AdvisorShares Q Dynamic Growth ETF
QPX
$30.6M
$7.57K ﹤0.01%
170
– –
85 86
87
88 89

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.