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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIDI icon
2076
Fidelity International High Dividend ETF
FIDI
$360M
$15.5K ﹤0.01%
600
– –
IPKW icon
2077
Invesco International BuyBack Achievers ETF
IPKW
$543M
$15.4K ﹤0.01%
278
+103
+59% +$5.51K
MORT icon
2078
VanEck Mortgage REIT Income ETF
MORT
$367M
$15.3K ﹤0.01%
1,455
+455
+46% +$4.81K
GVI icon
2079
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$15.2K ﹤0.01%
142
-115
-45% -$12.4K
DLAG
2080
FT Vest U.S. Equity Dual Directional Buffer ETF - August
DLAG
$11.5M
$15.2K ﹤0.01%
+487
New +$15K
IGF icon
2081
iShares Global Infrastructure ETF
IGF
$10.9B
$15K ﹤0.01%
245
+107
+78% +$6.6K
VEGI icon
2082
iShares MSCI Agriculture Producers ETF
VEGI
$153M
$15K ﹤0.01%
388
+33
+9% +$1.29K
JPSE icon
2083
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$589M
$14.9K ﹤0.01%
297
-15
-5% -$751
DJUN icon
2084
FT Vest US Equity Deep Buffer ETF June
DJUN
$344M
$14.8K ﹤0.01%
313
– –
FCEF icon
2085
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$80.1M
$14.6K ﹤0.01%
635
– –
WFC.PRL icon
2086
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$14.5K ﹤0.01%
12
– –
INDA icon
2087
iShares MSCI India ETF
INDA
$6.81B
$14.4K ﹤0.01%
267
-83
-24% -$4.47K
TMAT icon
2088
Main Thematic Innovation ETF
TMAT
$220M
$14.4K ﹤0.01%
574
-448
-44% -$11.9K
SBIO icon
2089
ALPS Medical Breakthroughs ETF
SBIO
$200M
$14.3K ﹤0.01%
+280
New +$12.9K
HYGH icon
2090
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$590M
$14.3K ﹤0.01%
166
+128
+337% +$11K
EZA icon
2091
iShares MSCI South Africa ETF
EZA
$534M
$14.3K ﹤0.01%
208
-25
-11% -$1.66K
DGS icon
2092
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
$14.3K ﹤0.01%
249
+1
+0.4% +$57
MVV icon
2093
ProShares Ultra MidCap400
MVV
$150M
$13.7K ﹤0.01%
+197
New +$13.6K
FMAY icon
2094
FT Vest US Equity Buffer ETF May
FMAY
$1.39B
$13.6K ﹤0.01%
254
-203
-44% -$10.7K
OARK icon
2095
YieldMax Innovation Option Income Strategy ETF
OARK
$30.6M
$13.4K ﹤0.01%
368
+48
+15% +$1.96K
FICS icon
2096
First Trust International Developed Capital Strength ETF
FICS
$217M
$13.4K ﹤0.01%
333
+243
+270% +$9.46K
VSHY icon
2097
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.8M
$13.3K ﹤0.01%
609
-5
-0.8% -$110
JPRE icon
2098
JPMorgan Realty Income ETF
JPRE
$498M
$13.3K ﹤0.01%
+284
New +$13.5K
RFG icon
2099
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$330M
$13.2K ﹤0.01%
+251
New +$13K
PTF icon
2100
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$13K ﹤0.01%
170
-526
-76% -$41.1K
82 83
84
85 86

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.