We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPHY
2076
JPMorgan Active High Yield ETF
JPHY
$2.23B
$5.1K ﹤0.01%
+100
New +$5.07K
GOOY icon
2077
YieldMax GOOGL Option Income Strategy ETF
GOOY
$228M
$5.08K ﹤0.01%
359
– –
TBJL icon
2078
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
$11.1M
$5.02K ﹤0.01%
250
– –
YYY icon
2079
Amplify CEF High Income ETF
YYY
$724M
$5.02K ﹤0.01%
425
– –
JPEF icon
2080
JPMorgan Equity Focus ETF
JPEF
$1.97B
$4.95K ﹤0.01%
67
– –
QQQJ icon
2081
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$4.94K ﹤0.01%
138
-767
-85% -$26.1K
PWZ icon
2082
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
$4.93K ﹤0.01%
+206
New +$4.8K
FPRO icon
2083
Fidelity Real Estate Investment ETF
FPRO
$16.8M
$4.89K ﹤0.01%
216
– –
DEW icon
2084
WisdomTree Global High Dividend Fund
DEW
$148M
$4.81K ﹤0.01%
80
– –
FLUD icon
2085
Franklin Ultra Short Bond ETF
FLUD
$562M
$4.79K ﹤0.01%
191
-12
-6% -$300
BGLD icon
2086
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$50.7M
$4.76K ﹤0.01%
+200
New +$4.45K
BBHY icon
2087
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$615M
$4.7K ﹤0.01%
+100
New +$4.66K
TNA icon
2088
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$4.66K ﹤0.01%
103
-6
-6% -$236
CSD icon
2089
Invesco S&P Spin-Off ETF
CSD
$223M
$4.66K ﹤0.01%
50
– –
PRNT icon
2090
The 3D Printing ETF
PRNT
$59.5M
$4.65K ﹤0.01%
200
– –
IMFL icon
2091
Invesco International Developed Dynamic Multifactor ETF
IMFL
$1.02B
$4.62K ﹤0.01%
+167
New +$4.59K
IGRO icon
2092
iShares International Dividend Growth ETF
IGRO
$1.29B
$4.62K ﹤0.01%
58
– –
IVVB icon
2093
iShares Large Cap Deep Quarterly Laddered ETF
IVVB
$126M
$4.58K ﹤0.01%
+140
New +$4.46K
CARZ icon
2094
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$44.8M
$4.58K ﹤0.01%
63
– –
DYLD icon
2095
LeaderShares Dynamic Yield ETF
DYLD
$40.1M
$4.46K ﹤0.01%
196
+195
+19,500% +$4.42K
GEM icon
2096
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$4.44K ﹤0.01%
109
-32
-23% -$1.24K
JMEE icon
2097
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.87B
$4.44K ﹤0.01%
70
-220
-76% -$13.6K
OXY.WS icon
2098
Occidental Petroleum Corp Warrants
OXY.WS
$30.1B
$4.31K ﹤0.01%
169
+10
+6% +$233
PKB icon
2099
Invesco Building & Construction ETF
PKB
$436M
$4.3K ﹤0.01%
45
– –
OUSM icon
2100
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$902M
$4.29K ﹤0.01%
96
+1
+1% +$44
82 83
84
85 86

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.