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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHB icon
2026
Invesco S&P 500 High Beta ETF
SPHB
$934M
$20.7K ﹤0.01%
177
-112
-39% -$12.8K
XBAP icon
2027
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
$131M
$20.6K ﹤0.01%
533
-88
-14% -$3.36K
GMF icon
2028
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$410M
$20.5K ﹤0.01%
148
– –
FXG icon
2029
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$20.5K ﹤0.01%
338
+68
+25% +$4.22K
KFEB
2030
Innovator U.S. Small Cap Power Buffer ETF - February
KFEB
$40.8M
$20K ﹤0.01%
734
– –
XBJA icon
2031
Innovator US Equity Accelerated 9 Buffer ETF January
XBJA
$87.8M
$19.8K ﹤0.01%
620
-106
-15% -$3.35K
EOCT icon
2032
Innovator Emerging Markets Power Buffer ETF October
EOCT
$103M
$19.6K ﹤0.01%
618
+210
+51% +$6.56K
GTOQ
2033
Invesco High Yield Systematic Bond ETF
GTOQ
$180M
$19.3K ﹤0.01%
852
-9
-1% -$204
TBLL icon
2034
Invesco Short Term Treasury ETF
TBLL
$2.61B
$19.3K ﹤0.01%
183
+65
+55% +$6.87K
BOTZ icon
2035
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
$19.2K ﹤0.01%
531
-893
-63% -$32.4K
JMTG
2036
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.71B
$19.2K ﹤0.01%
375
-51
-12% -$2.61K
STCE icon
2037
Schwab Crypto Thematic Natural Language Processing ETF
STCE
$212M
$19.1K ﹤0.01%
319
+174
+120% +$13.9K
THNQ icon
2038
ROBO Global Artificial Intelligence ETF
THNQ
$396M
$19K ﹤0.01%
+300
New +$19.6K
XTN icon
2039
State Street SPDR S&P Transportation ETF
XTN
$390M
$19K ﹤0.01%
208
+1
+0.5% +$87
DIVY icon
2040
Sound Equity Dividend Income ETF
DIVY
$29.3M
$19K ﹤0.01%
719
+7
+1% +$181
JHCB icon
2041
John Hancock Corporate Bond ETF
JHCB
$108M
$18.9K ﹤0.01%
880
– –
CLIP icon
2042
Global X 1-3 Month T-Bill ETF
CLIP
$2.59B
$18.7K ﹤0.01%
187
-325
-63% -$32.6K
TSLY icon
2043
YieldMax TSLA Option Income Strategy ETF
TSLY
$609M
$18.7K ﹤0.01%
497
-1
-0.2% -$40
EPI icon
2044
WisdomTree India Earnings Fund ETF
EPI
$2.04B
$18.7K ﹤0.01%
403
-76
-16% -$3.48K
AUGZ icon
2045
TrueShares Structured Outcome August ETF
AUGZ
$41.9M
$18.4K ﹤0.01%
435
-59
-12% -$2.56K
ESG icon
2046
FlexShares STOXX US ESG Select Index Fund
ESG
$130M
$18.2K ﹤0.01%
115
– –
SPTB
2047
State Street SPDR Portfolio Treasury ETF
SPTB
$288M
$18K ﹤0.01%
+593
New +$18.2K
PIZ icon
2048
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$694M
$18K ﹤0.01%
367
-19
-5% -$913
DNOV icon
2049
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
$18K ﹤0.01%
368
– –
BOXX icon
2050
Alpha Architect 1-3 Month Box ETF
BOXX
$13.1B
$17.8K ﹤0.01%
155
– –
80 81
82
83 84

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.