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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXY
2001
YieldMax Gold Miners Option Income Strategy ETF
GDXY
$199M
$23.6K ﹤0.01%
+1,472
New +$23.9K
FLBL icon
2002
Franklin Senior Loan ETF
FLBL
$852M
$23.4K ﹤0.01%
1,000
+308
+45% +$7.3K
URNM icon
2003
Sprott Uranium Miners ETF
URNM
$1.71B
$23.4K ﹤0.01%
+427
New +$24.7K
MAGA icon
2004
Truth Social America First ETF
MAGA
$31.4M
$23.4K ﹤0.01%
455
– –
QDIV icon
2005
Global X S&P 500 Quality Dividend ETF
QDIV
$30.6M
$23.4K ﹤0.01%
674
– –
GAUG icon
2006
FT Vest US Equity Moderate Buffer ETF August
GAUG
$290M
$23.2K ﹤0.01%
592
-87
-13% -$3.38K
CGCP icon
2007
Capital Group Core Plus Income ETF
CGCP
$8.38B
$22.9K ﹤0.01%
+1,012
New +$23K
JIRE icon
2008
JPMorgan International Research Enhanced Equity ETF
JIRE
$11B
$22.8K ﹤0.01%
304
-61
-17% -$4.55K
ISCV icon
2009
iShares Morningstar Small-Cap Value ETF
ISCV
$695M
$22.6K ﹤0.01%
330
– –
CDC icon
2010
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$750M
$22.5K ﹤0.01%
+341
New +$22.5K
PCY icon
2011
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$22.4K ﹤0.01%
1,032
+288
+39% +$6.27K
GTO icon
2012
Invesco Total Return Bond ETF
GTO
$2.42B
$22.3K ﹤0.01%
471
-40
-8% -$1.9K
GLDG
2013
GoldMining Inc
GLDG
$181M
$22.2K ﹤0.01%
17,780
-6,430
-27% -$8.97K
ULTY icon
2014
YieldMax Ultra Option Income Strategy ETF
ULTY
$738M
$22.2K ﹤0.01%
594
-196
-25% -$8.82K
GINN icon
2015
Goldman Sachs Innovate Equity ETF
GINN
$201M
$22K ﹤0.01%
+302
New +$22.4K
IMFL icon
2016
Invesco International Developed Dynamic Multifactor ETF
IMFL
$1.02B
$21.9K ﹤0.01%
734
+567
+340% +$16.4K
AGZD icon
2017
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$21.8K ﹤0.01%
970
+178
+22% +$4K
FLJJ icon
2018
AllianzIM US Equity 6 Month Floor5 Jan/Jul ETF
FLJJ
$8.39M
$21.4K ﹤0.01%
668
-1,272
-66% -$40.2K
GOAU icon
2019
US Global GO Gold and Precious Metal Miners ETF
GOAU
$161M
$21.3K ﹤0.01%
500
– –
JMEE icon
2020
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.82B
$21.2K ﹤0.01%
329
+259
+370% +$16.6K
RSPM icon
2021
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$187M
$21.1K ﹤0.01%
620
– –
EPRF icon
2022
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.9M
$21.1K ﹤0.01%
1,200
– –
ITB icon
2023
iShares US Home Construction ETF
ITB
$2.32B
$21K ﹤0.01%
218
-49
-18% -$4.95K
GRPM icon
2024
Invesco S&P MidCap 400 GARP ETF
GRPM
$492M
$21K ﹤0.01%
175
-22
-11% -$2.62K
FAI
2025
First Trust Bloomberg Artificial Intelligence ETF
FAI
$146M
$21K ﹤0.01%
+511
New +$21.1K
79 80
81
82 83

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.