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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFXF icon
2001
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$10K ﹤0.01%
+563
New +$9.95K
BWX icon
2002
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$9.73K ﹤0.01%
423
+391
+1,222% +$8.99K
XHE icon
2003
State Street SPDR S&P Health Care Equipment ETF
XHE
$161M
$9.37K ﹤0.01%
119
– –
HEZU icon
2004
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$567M
$9.36K ﹤0.01%
+222
New +$9.09K
IPKW icon
2005
Invesco International BuyBack Achievers ETF
IPKW
$540M
$9.22K ﹤0.01%
175
– –
UPRO icon
2006
ProShares UltraPro S&P 500
UPRO
$5.12B
$9.14K ﹤0.01%
82
-2
-2% -$201
KBE icon
2007
State Street SPDR S&P Bank ETF
KBE
$1.66B
$9.09K ﹤0.01%
153
– –
DYFI icon
2008
IDX Dynamic Fixed Income ETF
DYFI
$56.5M
$9.07K ﹤0.01%
+389
New +$9.04K
EWZ icon
2009
iShares MSCI Brazil ETF
EWZ
$9.13B
$9.05K ﹤0.01%
292
– –
MJ icon
2010
Amplify Alternative Harvest ETF
MJ
$98.2M
$8.97K ﹤0.01%
240
-301
-56% -$8.41K
GOVI icon
2011
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$8.97K ﹤0.01%
323
+198
+158% +$5.43K
SMLV icon
2012
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
$8.95K ﹤0.01%
69
– –
CAPE icon
2013
DoubleLine Shiller CAPE US Equities ETF
CAPE
$244M
$8.93K ﹤0.01%
274
+1
+0.4% +$32
KBWD icon
2014
Invesco KBW High Dividend Yield Financial ETF
KBWD
$417M
$8.79K ﹤0.01%
650
-663
-50% -$9.29K
SMIN icon
2015
iShares MSCI India Small-Cap ETF
SMIN
$754M
$8.75K ﹤0.01%
122
– –
AVDS icon
2016
Avantis International Small Cap Equity ETF
AVDS
$318M
$8.58K ﹤0.01%
+127
New +$8.23K
SIZE icon
2017
iShares MSCI USA Size Factor ETF
SIZE
$435M
$8.52K ﹤0.01%
53
+2
+4% +$316
IGF icon
2018
iShares Global Infrastructure ETF
IGF
$10.9B
$8.44K ﹤0.01%
138
-161
-54% -$9.66K
BATRA icon
2019
Atlanta Braves Holdings Series A
BATRA
$3.53B
$8.37K ﹤0.01%
184
– –
DFIP icon
2020
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$8.32K ﹤0.01%
197
+100
+103% +$4.21K
JPEM icon
2021
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$384M
$8.27K ﹤0.01%
140
+95
+211% +$5.49K
VTHR icon
2022
Vanguard Russell 3000 ETF
VTHR
$4.64B
$8.24K ﹤0.01%
28
+2
+8% +$566
JMOM icon
2023
JPMorgan US Momentum Factor ETF
JMOM
$2.47B
$8.22K ﹤0.01%
121
– –
AVES icon
2024
Avantis Emerging Markets Value ETF
AVES
$1.41B
$8.15K ﹤0.01%
+142
New +$7.89K
DFEB icon
2025
FT Vest US Equity Deep Buffer ETF February
DFEB
$459M
$8.14K ﹤0.01%
175
– –
79 80
81
82 83

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.