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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVS icon
1926
Overlay Shares Small Cap Equity ETF
OVS
$35.2M
$16.6K ﹤0.01%
466
– –
KBWP icon
1927
Invesco KBW Property & Casualty Insurance ETF
KBWP
$277M
$16.6K ﹤0.01%
+134
New +$16.1K
SMTH icon
1928
ALPS Smith Core Plus Bond ETF
SMTH
$2.98B
$16.5K ﹤0.01%
630
– –
AIA icon
1929
iShares Asia 50 ETF
AIA
$4.4B
$16.5K ﹤0.01%
+174
New +$15K
SCMB icon
1930
Schwab Municipal Bond ETF
SCMB
$3.99B
$16.4K ﹤0.01%
640
-32
-5% -$806
SCHK icon
1931
Schwab 1000 Index ETF
SCHK
$5.67B
$16.1K ﹤0.01%
501
-3,595
-88% -$111K
PCY icon
1932
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$16K ﹤0.01%
744
-586
-44% -$12.2K
MSOS icon
1933
AdvisorShares Pure US Cannabis ETF
MSOS
$830M
$15.9K ﹤0.01%
3,310
+1,100
+50% +$4.33K
MLPA icon
1934
Global X MLP ETF
MLPA
$2.27B
$15.8K ﹤0.01%
326
+207
+174% +$10.3K
JPSE icon
1935
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$596M
$15.5K ﹤0.01%
312
+80
+34% +$3.84K
MAYT icon
1936
AllianzIM U.S. Equity Buffer10 May ETF
MAYT
$233M
$15.3K ﹤0.01%
423
– –
FRDM icon
1937
Freedom 100 Emerging Markets ETF
FRDM
$3.15B
$15.1K ﹤0.01%
341
– –
DWX icon
1938
State Street SPDR S&P International Dividend ETF
DWX
$527M
$15K ﹤0.01%
+352
New +$15K
EZA icon
1939
iShares MSCI South Africa ETF
EZA
$533M
$15K ﹤0.01%
233
– –
WFC.PRL icon
1940
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$14.8K ﹤0.01%
12
– –
IBTH icon
1941
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.25B
$14.8K ﹤0.01%
655
– –
LSAF icon
1942
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$125M
$14.7K ﹤0.01%
329
+328
+32,800% +$14.3K
FIDI icon
1943
Fidelity International High Dividend ETF
FIDI
$358M
$14.7K ﹤0.01%
+600
New +$14.4K
OARK icon
1944
YieldMax Innovation Option Income Strategy ETF
OARK
$31.3M
$14.7K ﹤0.01%
320
– –
EWG icon
1945
iShares MSCI Germany ETF
EWG
$1.56B
$14.7K ﹤0.01%
352
– –
DJUN icon
1946
FT Vest US Equity Deep Buffer ETF June
DJUN
$347M
$14.6K ﹤0.01%
313
-575
-65% -$26.3K
FCEF icon
1947
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$80.6M
$14.5K ﹤0.01%
635
– –
BUFZ icon
1948
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.01B
$14.2K ﹤0.01%
549
– –
INFL icon
1949
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.48B
$14.2K ﹤0.01%
317
+102
+47% +$4.34K
DGS icon
1950
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$14.2K ﹤0.01%
248
+1
+0.4% +$57
76 77
78
79 80

Similar funds

SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.