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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOVZ icon
1901
TrueShares Structured Outcome November ETF
NOVZ
$2.53B
$38.6K ﹤0.01%
879
-387
-31% -$17.4K
NVDX icon
1902
T-Rex 2X Long NVIDIA Daily Target ETF
NVDX
$391M
$38.3K ﹤0.01%
2,240
-2,207
-50% -$40.4K
JHSC icon
1903
John Hancock Multifactor Small Cap ETF
JHSC
$718M
$37.5K ﹤0.01%
894
+87
+11% +$3.65K
METV icon
1904
Roundhill Ball Metaverse ETF
METV
$212M
$37.3K ﹤0.01%
1,987
+2
+0.1% +$40
YMAX icon
1905
YieldMax Universe Fund of Option Income ETFs
YMAX
$384M
$37.1K ﹤0.01%
3,715
+3,265
+726% +$37.1K
IUS icon
1906
Invesco RAFI Strategic US ETF
IUS
$912M
$36.9K ﹤0.01%
646
– –
QGRW icon
1907
WisdomTree US Quality Growth Fund
QGRW
$2.61B
$36.9K ﹤0.01%
629
– –
RPG icon
1908
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$36.9K ﹤0.01%
790
-2,546
-76% -$119K
JULT icon
1909
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$57.7M
$36.4K ﹤0.01%
811
-210
-21% -$9.29K
HYBL icon
1910
State Street Blackstone High Income ETF
HYBL
$569M
$36.3K ﹤0.01%
1,278
-27
-2% -$768
DEM icon
1911
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$36.3K ﹤0.01%
778
+270
+53% +$12.5K
GSY icon
1912
Invesco Ultra Short Duration ETF
GSY
$3.86B
$36.3K ﹤0.01%
722
+97
+16% +$4.88K
RSPS icon
1913
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$35.8K ﹤0.01%
1,235
-131
-10% -$3.83K
FPEI icon
1914
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$35.6K ﹤0.01%
1,835
-893
-33% -$17.3K
CLOX icon
1915
Panagram AAA CLO ETF
CLOX
$310M
$35.2K ﹤0.01%
1,379
-388
-22% -$9.91K
SCHJ icon
1916
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$849M
$35.1K ﹤0.01%
1,409
– –
SKYX icon
1917
SKYX Platforms
SKYX
$143M
$34.7K ﹤0.01%
16,000
– –
RSPU icon
1918
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
$34.7K ﹤0.01%
464
-105
-18% -$8.1K
DJAN icon
1919
FT Vest US Equity Deep Buffer ETF January
DJAN
$469M
$34.6K ﹤0.01%
798
-530
-40% -$22.6K
HYBI
1920
NEOS Enhanced Income Credit Select ETF
HYBI
$219M
$34.6K ﹤0.01%
688
– –
FPXI icon
1921
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$261M
$34.6K ﹤0.01%
585
-147
-20% -$8.78K
PSK icon
1922
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$34.5K ﹤0.01%
1,090
-210
-16% -$6.79K
FDTX icon
1923
Fidelity Disruptive Technology ETF
FDTX
$249M
$34.1K ﹤0.01%
838
– –
VTWG icon
1924
Vanguard Russell 2000 Growth ETF
VTWG
$1.44B
$33.7K ﹤0.01%
143
– –
LWLG icon
1925
Lightwave Logic
LWLG
$823M
$33.3K ﹤0.01%
10,281
-350
-3% -$1.55K
75 76
77
78 79

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.