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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHCB icon
1901
John Hancock Corporate Bond ETF
JHCB
$109M
$19.1K ﹤0.01%
+880
New +$19K
PXH icon
1902
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$19.1K ﹤0.01%
751
+1
+0.1% +$24
JMST icon
1903
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$18.9K ﹤0.01%
371
+298
+408% +$15.2K
VRP icon
1904
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$18.8K ﹤0.01%
763
+607
+389% +$14.9K
JUNT icon
1905
AllianzIM U.S. Equity Buffer10 Jun ETF
JUNT
$113M
$18.7K ﹤0.01%
527
-6,610
-93% -$230K
DIVY icon
1906
Sound Equity Dividend Income ETF
DIVY
$29.4M
$18.6K ﹤0.01%
712
+2
+0.3% +$52
JSML icon
1907
Janus Henderson Small Cap Growth Alpha ETF
JSML
$362M
$18.6K ﹤0.01%
249
+248
+24,800% +$17.6K
HRTX icon
1908
Heron Therapeutics
HRTX
$92M
$18.5K ﹤0.01%
+14,651
New +$23.2K
PIZ icon
1909
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$713M
$18.4K ﹤0.01%
+386
New +$17.9K
SPLB icon
1910
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.2B
$18.4K ﹤0.01%
795
-41,717
-98% -$944K
PCEF icon
1911
Invesco CEF Income Composite ETF
PCEF
$795M
$18.3K ﹤0.01%
915
-181
-17% -$3.59K
INDA icon
1912
iShares MSCI India ETF
INDA
$6.84B
$18.2K ﹤0.01%
350
+117
+50% +$6.26K
CWEN.A
1913
DELISTED
Clearway Energy Class A
CWEN.A
$18K ﹤0.01%
668
+55
+9% +$1.57K
SKYX icon
1914
SKYX Platforms
SKYX
$155M
$17.9K ﹤0.01%
+16,000
New +$18.2K
AGZD icon
1915
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$17.8K ﹤0.01%
792
-13
-2% -$291
ESG icon
1916
FlexShares STOXX US ESG Select Index Fund
ESG
$132M
$17.7K ﹤0.01%
115
– –
BOXX icon
1917
Alpha Architect 1-3 Month Box ETF
BOXX
$13.1B
$17.6K ﹤0.01%
155
-27
-15% -$3.06K
SNOV icon
1918
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$17.5K ﹤0.01%
708
– –
QVML icon
1919
Invesco S&P 500 QVM Multi-factor ETF
QVML
$1.46B
$17.4K ﹤0.01%
+443
New +$16.8K
XTN icon
1920
State Street SPDR S&P Transportation ETF
XTN
$401M
$17.4K ﹤0.01%
207
– –
BSCS icon
1921
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$17.4K ﹤0.01%
844
+265
+46% +$5.44K
DNOV icon
1922
FT Vest US Equity Deep Buffer ETF November
DNOV
$395M
$17.2K ﹤0.01%
368
– –
FXG icon
1923
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$16.9K ﹤0.01%
270
– –
TMF icon
1924
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.33B
$16.8K ﹤0.01%
418
– –
FLBL icon
1925
Franklin Senior Loan ETF
FLBL
$852M
$16.6K ﹤0.01%
692
-382
-36% -$9.23K
75 76
77
78 79

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.