We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFY icon
1876
SoFi Select 500 ETF
SFY
$637M
$43.6K ﹤0.01%
330
– –
GSIE icon
1877
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$43.6K ﹤0.01%
1,015
+251
+33% +$10.5K
MLPX icon
1878
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$43.5K ﹤0.01%
719
-37
-5% -$2.22K
USDU icon
1879
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$459M
$43.3K ﹤0.01%
1,680
– –
SPFF icon
1880
Global X SuperIncome Preferred ETF
SPFF
$139M
$42.8K ﹤0.01%
4,589
-55,784
-92% -$517K
SMB icon
1881
VanEck Short Muni ETF
SMB
$312M
$42.7K ﹤0.01%
2,451
-50
-2% -$868
AVES icon
1882
Avantis Emerging Markets Value ETF
AVES
$1.38B
$42.6K ﹤0.01%
731
+589
+415% +$34.1K
HYHG icon
1883
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$182M
$42.4K ﹤0.01%
658
-38
-5% -$2.45K
VNQI icon
1884
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$42.2K ﹤0.01%
920
+22
+2% +$1.04K
IWL icon
1885
iShares Russell Top 200 ETF
IWL
$2.13B
$41.6K ﹤0.01%
244
– –
JULZ icon
1886
TrueShares Structured Outcome July ETF
JULZ
$35.6M
$41.6K ﹤0.01%
987
-311
-24% -$14.4K
SMMV icon
1887
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$41.5K ﹤0.01%
959
+72
+8% +$3.09K
FLJP icon
1888
Franklin FTSE Japan ETF
FLJP
$3.86B
$41.4K ﹤0.01%
1,202
+358
+42% +$12.6K
BUFF icon
1889
Innovator Laddered Allocation Power Buffer ETF
BUFF
$905M
$41.4K ﹤0.01%
830
-111
-12% -$5.47K
AGQI icon
1890
First Trust Active Global Quality Income ETF
AGQI
$54.7M
$41.2K ﹤0.01%
2,500
– –
ILF icon
1891
iShares Latin America 40 ETF
ILF
$3.73B
$40.7K ﹤0.01%
1,338
+300
+29% +$8.93K
IGEB icon
1892
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$40K ﹤0.01%
876
-321
-27% -$14.7K
APRJ icon
1893
Innovator Premium Income 30 Barrier ETF April
APRJ
$32.2M
$39.9K ﹤0.01%
1,619
– –
KOPN icon
1894
Kopin
KOPN
$586M
$39.9K ﹤0.01%
17,035
+162
+1% +$468
ICLN icon
1895
iShares Global Clean Energy ETF
ICLN
$2.22B
$39.7K ﹤0.01%
2,415
-67
-3% -$1.12K
DMAR icon
1896
FT Vest US Equity Deep Buffer ETF March
DMAR
$450M
$39.4K ﹤0.01%
945
– –
GII icon
1897
State Street SPDR S&P Global Infrastructure ETF
GII
$922M
$39.2K ﹤0.01%
+562
New +$39.5K
NFLT icon
1898
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$445M
$38.8K ﹤0.01%
+1,685
New +$38.9K
IHE icon
1899
iShares US Pharmaceuticals ETF
IHE
$1.49B
$38.7K ﹤0.01%
456
+133
+41% +$10.6K
XMLV icon
1900
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$38.6K ﹤0.01%
619
+1
+0.2% +$63
74 75
76
77 78

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.