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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSEC icon
1826
Fidelity Investment Grade Securitized ETF
FSEC
$4.62B
$58.3K ﹤0.01%
1,320
-884
-40% -$39.3K
FXU icon
1827
First Trust Utilities AlphaDEX Fund
FXU
$826M
$58.2K ﹤0.01%
1,293
+443
+52% +$20.4K
OPPE
1828
WisdomTree European Opportunities Fund
OPPE
$286M
$58.1K ﹤0.01%
1,132
+3
+0.3% +$149
TDVI icon
1829
FT Vest Technology Dividend Target Income ETF
TDVI
$480M
$57.8K ﹤0.01%
2,085
– –
PHO icon
1830
Invesco Water Resources ETF
PHO
$2.03B
$57.1K ﹤0.01%
811
– –
UITB icon
1831
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$57K ﹤0.01%
+1,203
New +$57.2K
PFFA icon
1832
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.42B
$57K ﹤0.01%
+2,643
New +$57K
BLUC
1833
Bluemonte Large Cap Core ETF
BLUC
$327M
$56.5K ﹤0.01%
+1,970
New +$56.1K
XDSQ icon
1834
Innovator US Equity Accelerated ETF Quarterly
XDSQ
$68.5M
$55.9K ﹤0.01%
1,344
-221
-14% -$8.98K
MOO icon
1835
VanEck Agribusiness ETF
MOO
$992M
$55.9K ﹤0.01%
767
+9
+1% +$654
URG
1836
Ur-Energy
URG
$469M
$55.8K ﹤0.01%
+40,152
New +$59.4K
XDQQ icon
1837
Innovator Growth Accelerated ETF Quarterly
XDQQ
$55M
$54.8K ﹤0.01%
1,387
-226
-14% -$8.77K
MCHI icon
1838
iShares MSCI China ETF
MCHI
$6.23B
$54.5K ﹤0.01%
908
-78
-8% -$4.91K
SNPE icon
1839
Xtrackers S&P 500 ESG ETF
SNPE
$2.54B
$53.4K ﹤0.01%
855
+135
+19% +$8.29K
FMDE icon
1840
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.68B
$52.7K ﹤0.01%
1,448
+422
+41% +$15.2K
DISV icon
1841
Dimensional International Small Cap Value ETF
DISV
$4.86B
$52.7K ﹤0.01%
1,386
+134
+11% +$4.86K
SHYD icon
1842
VanEck Short High Yield Muni ETF
SHYD
$452M
$52.5K ﹤0.01%
2,290
+261
+13% +$5.96K
FEBT icon
1843
AllianzIM U.S. Equity Buffer10 Feb ETF
FEBT
$157M
$52.2K ﹤0.01%
1,369
-2,661
-66% -$99.7K
OVT icon
1844
Overlay Shares Short Term Bond ETF
OVT
$59.8M
$51.7K ﹤0.01%
2,353
+1
+0% +$22
VIOG icon
1845
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$51.3K ﹤0.01%
423
+2
+0.5% +$243
FLAO icon
1846
AllianzIM US Equity 6 Month Floor5 Apr/Oct ETF
FLAO
$8.5M
$50.7K ﹤0.01%
1,782
-1,762
-50% -$49.6K
VVR icon
1847
Invesco Senior Income Trust
VVR
$456M
$50.6K ﹤0.01%
15,483
+6
+0% +$20
DYAI icon
1848
Dyadic International
DYAI
$38.6M
$50.5K ﹤0.01%
53,756
– –
HEEM icon
1849
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
$50.3K ﹤0.01%
1,447
-32
-2% -$1.11K
ZJUL
1850
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$179M
$50.2K ﹤0.01%
1,727
-83,303
-98% -$2.41M
72 73
74
75 76

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.