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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDRR icon
1826
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
$28.6K ﹤0.01%
488
-340
-41% -$19.2K
FNDB icon
1827
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.43B
$28.6K ﹤0.01%
+1,110
New +$27.6K
HYZD icon
1828
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$259M
$28.5K ﹤0.01%
+1,266
New +$28.4K
DWM icon
1829
WisdomTree International Equity Fund
DWM
$671M
$28.3K ﹤0.01%
428
– –
ICSH icon
1830
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$28.3K ﹤0.01%
558
-8,618
-94% -$436K
FCVT icon
1831
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$27.9K ﹤0.01%
652
– –
ILCB icon
1832
iShares Morningstar US Equity ETF
ILCB
$1.26B
$27.8K ﹤0.01%
301
-137
-31% -$12.2K
TMAT icon
1833
Main Thematic Innovation ETF
TMAT
$227M
$27.7K ﹤0.01%
1,022
+582
+132% +$14.7K
XISE icon
1834
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$35.8M
$27.6K ﹤0.01%
914
+13
+1% +$394
GVI icon
1835
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$27.6K ﹤0.01%
257
– –
FXD icon
1836
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$27.5K ﹤0.01%
403
– –
IAI icon
1837
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$27.4K ﹤0.01%
155
-36
-19% -$6.27K
RING icon
1838
iShares MSCI Global Gold Miners ETF
RING
$2.27B
$26.9K ﹤0.01%
416
– –
JIRE icon
1839
JPMorgan International Research Enhanced Equity ETF
JIRE
$11B
$26.9K ﹤0.01%
365
+86
+31% +$6.17K
RYLD icon
1840
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$26.7K ﹤0.01%
1,775
-1,350
-43% -$20.2K
GIGB icon
1841
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$971M
$26.6K ﹤0.01%
570
– –
IEUR icon
1842
iShares Core MSCI Europe ETF
IEUR
$8.82B
$26.5K ﹤0.01%
389
-380
-49% -$25.3K
XPND icon
1843
First Trust Expanded Technology ETF
XPND
$37.1M
$26.5K ﹤0.01%
730
– –
COPX icon
1844
Global X Copper Miners ETF NEW
COPX
$7.07B
$26.4K ﹤0.01%
441
– –
DFJ icon
1845
WisdomTree Japan SmallCap Dividend Fund
DFJ
$380M
$26.4K ﹤0.01%
278
+152
+121% +$13.8K
IVVM icon
1846
iShares Large Cap Moderate Quarterly Laddered ETF
IVVM
$171M
$26.3K ﹤0.01%
768
+318
+71% +$10.6K
GAUG icon
1847
FT Vest US Equity Moderate Buffer ETF August
GAUG
$292M
$26.2K ﹤0.01%
679
– –
DJD icon
1848
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$489M
$26.2K ﹤0.01%
474
+97
+26% +$5.26K
EZU icon
1849
iShare MSCI Eurozone ETF
EZU
$9.44B
$26.1K ﹤0.01%
421
-1,146
-73% -$68.8K
USMF icon
1850
WisdomTree US Multifactor Fund
USMF
$298M
$25.9K ﹤0.01%
495
– –
72 73
74
75 76

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.