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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1801
Prospect Capital
PSEC
$1.12B
$33.1K ﹤0.01%
12,018
+226
+2% +$676
BALI icon
1802
iShares U.S. Large Cap Premium Income Active ETF
BALI
$1.29B
$32.1K ﹤0.01%
1,010
-2,017
-67% -$62.1K
DNL icon
1803
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$472M
$31.9K ﹤0.01%
788
-360
-31% -$14.3K
IBDQ
1804
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$31.8K ﹤0.01%
1,264
-208,552
-99% -$5.24M
BETZ icon
1805
Roundhill Sports Betting & iGaming ETF
BETZ
$51.1M
$31.8K ﹤0.01%
1,332
– –
SPHB icon
1806
Invesco S&P 500 High Beta ETF
SPHB
$965M
$31.7K ﹤0.01%
289
-7,574
-96% -$789K
KNOV
1807
Innovator U.S. Small Cap Power Buffer ETF - November
KNOV
$44.5M
$31.6K ﹤0.01%
1,144
– –
GSIE icon
1808
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.91B
$31.4K ﹤0.01%
764
-158
-17% -$6.38K
GSY icon
1809
Invesco Ultra Short Duration ETF
GSY
$3.86B
$31.4K ﹤0.01%
625
– –
BSCU icon
1810
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$31.4K ﹤0.01%
+1,855
New +$31.2K
STPZ icon
1811
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$31.3K ﹤0.01%
578
+6
+1% +$324
RFIX
1812
Simplify Bond Bull ETF
RFIX
$50.1M
$31.3K ﹤0.01%
733
-901
-55% -$39.5K
MXI icon
1813
iShares Global Materials ETF
MXI
$340M
$30.9K ﹤0.01%
334
– –
VLU icon
1814
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$754M
$30.6K ﹤0.01%
150
– –
ILF icon
1815
iShares Latin America 40 ETF
ILF
$3.79B
$30K ﹤0.01%
1,038
-149
-13% -$3.96K
GLDG
1816
GoldMining Inc
GLDG
$179M
$29.8K ﹤0.01%
24,210
+5,430
+29% +$5.01K
GUSH icon
1817
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$225M
$29.6K ﹤0.01%
1,205
+15
+1% +$355
NANR icon
1818
State Street SPDR S&P North American Natural Resources ETF
NANR
$741M
$29.5K ﹤0.01%
457
– –
FLJP icon
1819
Franklin FTSE Japan ETF
FLJP
$3.88B
$29.2K ﹤0.01%
844
+19
+2% +$633
BSCQ icon
1820
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$29.1K ﹤0.01%
1,489
– –
GDXJ icon
1821
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
$29.1K ﹤0.01%
294
+35
+14% +$2.69K
BUG icon
1822
Global X Cybersecurity ETF
BUG
$1.26B
$29K ﹤0.01%
823
+697
+553% +$24.2K
RSPH icon
1823
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
$28.7K ﹤0.01%
978
+1
+0.1% +$29
DAUG icon
1824
FT Vest US Equity Deep Buffer ETF August
DAUG
$369M
$28.7K ﹤0.01%
657
-723
-52% -$30.9K
ITB icon
1825
iShares US Home Construction ETF
ITB
$2.41B
$28.7K ﹤0.01%
267
-124
-32% -$13.1K
71 72
73
74 75

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.