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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSL icon
1801
iShares ESG MSCI USA Leaders ETF
SUSL
$1.12B
$97.7K ﹤0.01%
860
– –
SCHI icon
1802
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.4B
$97.5K ﹤0.01%
4,300
-3,875
-47% -$88.9K
SMLF icon
1803
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$97.3K ﹤0.01%
1,290
-2,416
-65% -$188K
IMCB icon
1804
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$97.2K ﹤0.01%
1,166
– –
FNDC icon
1805
Schwab Fundamental International Small Company Index ETF
FNDC
$3.01B
$97.1K ﹤0.01%
2,094
-225
-10% -$10.7K
LWLG icon
1806
Lightwave Logic
LWLG
$932M
$96.8K ﹤0.01%
13,771
+3,490
+34% +$16.6K
IAPR icon
1807
Innovator International Developed Power Buffer ETF April
IAPR
$197M
$96.1K ﹤0.01%
3,033
+358
+13% +$11.2K
MCW
1808
DELISTED
Mister Car Wash
MCW
$96K ﹤0.01%
13,772
+2,364
+21% +$15.2K
SAUG icon
1809
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$109M
$96K ﹤0.01%
3,728
– –
JPME icon
1810
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$465M
$95.6K ﹤0.01%
835
-23
-3% -$2.64K
IVLU icon
1811
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$95K ﹤0.01%
2,395
+349
+17% +$14.1K
IJUL icon
1812
Innovator International Developed Power Buffer ETF July
IJUL
$238M
$94.9K ﹤0.01%
2,813
+326
+13% +$11.1K
MARW icon
1813
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
$86.7M
$94.1K ﹤0.01%
2,759
-4
-0.1% -$138
SLVP icon
1814
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$805M
$93.8K ﹤0.01%
2,646
-712
-21% -$28.5K
TUGN icon
1815
STF Tactical Growth & Income ETF
TUGN
$77.6M
$93.6K ﹤0.01%
4,080
– –
COMP icon
1816
Compass
COMP
$8.27B
$92.9K ﹤0.01%
+12,711
New +$134K
DBP icon
1817
Invesco DB Precious Metals Fund
DBP
$237M
$92.4K ﹤0.01%
840
+68
+9% +$7.93K
BBUS icon
1818
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.59B
$92.2K ﹤0.01%
787
-720
-48% -$88.3K
PYZ icon
1819
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.7M
$92K ﹤0.01%
+768
New +$95.1K
GSY icon
1820
Invesco Ultra Short Duration ETF
GSY
$3.82B
$91.9K ﹤0.01%
1,833
+1,111
+154% +$55.8K
SYLD icon
1821
Cambria Shareholder Yield ETF
SYLD
$982M
$91.8K ﹤0.01%
1,218
-73
-6% -$5.46K
HGLB
1822
Highland Global Allocation Fund
HGLB
$173M
$91.6K ﹤0.01%
11,413
– –
CGMS icon
1823
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$91.3K ﹤0.01%
+3,352
New +$92.5K
KXI icon
1824
iShares Global Consumer Staples ETF
KXI
$1.03B
$91.2K ﹤0.01%
1,361
+254
+23% +$17.5K
PPH icon
1825
VanEck Pharmaceutical ETF
PPH
$945M
$91.2K ﹤0.01%
878
– –
71 72
73
74 75

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.