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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNOV icon
1776
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$109K ﹤0.01%
2,036
-131
-6% -$7.17K
VWOB icon
1777
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$109K ﹤0.01%
1,652
-886
-35% -$59.6K
DMXF icon
1778
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.19B
$108K ﹤0.01%
1,438
+1,431
+20,443% +$112K
JOBY icon
1779
Joby Aviation
JOBY
$6.82B
$108K ﹤0.01%
13,131
+499
+4% +$5.62K
DRLL icon
1780
Strive US Energy ETF
DRLL
$298M
$107K ﹤0.01%
2,714
– –
ICLN icon
1781
iShares Global Clean Energy ETF
ICLN
$2.38B
$107K ﹤0.01%
5,852
+3,437
+142% +$62.6K
SPYX icon
1782
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$107K ﹤0.01%
2,012
– –
PFFD icon
1783
Global X US Preferred ETF
PFFD
$2.13B
$106K ﹤0.01%
5,769
-3,943
-41% -$75.4K
LEGR icon
1784
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
$106K ﹤0.01%
1,833
-123
-6% -$7.42K
DBO icon
1785
Invesco DB Oil Fund
DBO
$425M
$105K ﹤0.01%
5,360
+130
+2% +$2.01K
GMAY icon
1786
FT Vest US Equity Moderate Buffer ETF May
GMAY
$525M
$105K ﹤0.01%
2,548
+2,278
+844% +$94.4K
CGMU icon
1787
Capital Group Municipal Income ETF
CGMU
$6.35B
$104K ﹤0.01%
3,822
-408
-10% -$11.3K
SCHR
1788
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$102K ﹤0.01%
4,110
-69,275
-94% -$1.74M
JMBS icon
1789
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.71B
$102K ﹤0.01%
2,261
+837
+59% +$38.3K
FXZ icon
1790
First Trust Materials AlphaDEX Fund
FXZ
$378M
$102K ﹤0.01%
1,339
-261
-16% -$19.4K
IOCT icon
1791
Innovator International Developed Power Buffer ETF October
IOCT
$166M
$101K ﹤0.01%
2,892
+306
+12% +$10.9K
CGHM
1792
Capital Group Municipal High-Income ETF
CGHM
$3.2B
$101K ﹤0.01%
4,001
-453
-10% -$11.6K
XUSP icon
1793
Innovator Uncapped Accelerated US Equity ETF
XUSP
$50.3M
$101K ﹤0.01%
+2,289
New +$108K
OMFL icon
1794
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$101K ﹤0.01%
1,676
-42,793
-96% -$2.66M
IBDS icon
1795
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$100K ﹤0.01%
4,145
– –
VAW icon
1796
Vanguard Materials ETF
VAW
$3B
$100K ﹤0.01%
444
+44
+11% +$10.1K
LRGG
1797
Nomura Focused Large Growth ETF
LRGG
$289M
$99.4K ﹤0.01%
+3,880
New +$107K
UJUN icon
1798
Innovator US Equity Ultra Buffer ETF June
UJUN
$178M
$99.2K ﹤0.01%
2,664
-6
-0.2% -$225
FOX icon
1799
Fox Class B
FOX
$20.7B
$99.1K ﹤0.01%
1,866
+50
+3% +$2.89K
RPHS
1800
DELISTED
Regents Park Hedged Market Strategy ETF
RPHS
$97.7K ﹤0.01%
10,080
-3,657
-27% -$36.8K
70 71
72
73 74

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.