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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFY icon
1751
SoFi Select 500 ETF
SFY
$649M
$42.6K ﹤0.01%
330
– –
VSGX icon
1752
Vanguard ESG International Stock ETF
VSGX
$6.42B
$42.2K ﹤0.01%
608
+543
+835% +$36.5K
PBE icon
1753
Invesco Biotechnology & Genome ETF
PBE
$288M
$41.9K ﹤0.01%
600
– –
PAAA icon
1754
PGIM AAA CLO ETF
PAAA
$11B
$41.7K ﹤0.01%
+811
New +$41.7K
BSCP
1755
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$41.4K ﹤0.01%
2,000
+1,291
+182% +$26.7K
ZNOV
1756
Innovator Equity Defined Protection ETF - 1 Yr November
ZNOV
$104M
$41.3K ﹤0.01%
1,563
+107
+7% +$2.8K
KOPN icon
1757
Kopin
KOPN
$654M
$41K ﹤0.01%
16,873
+6,873
+69% +$14K
METV icon
1758
Roundhill Ball Metaverse ETF
METV
$214M
$40.9K ﹤0.01%
1,985
-378
-16% -$7.16K
VIOO icon
1759
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.18B
$40.7K ﹤0.01%
368
-1,027
-74% -$110K
IWL icon
1760
iShares Russell Top 200 ETF
IWL
$2.16B
$40.5K ﹤0.01%
244
+159
+187% +$25.3K
KBWB icon
1761
Invesco KBW Bank ETF
KBWB
$6.9B
$40.2K ﹤0.01%
514
+55
+12% +$4.14K
AGQI icon
1762
First Trust Active Global Quality Income ETF
AGQI
$54.8M
$40K ﹤0.01%
2,500
– –
RSPS icon
1763
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$254M
$39.9K ﹤0.01%
1,366
+1
+0.1% +$30
APRJ icon
1764
Innovator Premium Income 30 Barrier ETF April
APRJ
$32.3M
$39.9K ﹤0.01%
1,619
– –
LWLG icon
1765
Lightwave Logic
LWLG
$887M
$39.4K ﹤0.01%
10,631
+350
+3% +$903
XMLV icon
1766
Invesco S&P MidCap Low Volatility ETF
XMLV
$766M
$39.3K ﹤0.01%
618
-4
-0.6% -$251
FXU icon
1767
First Trust Utilities AlphaDEX Fund
FXU
$836M
$38.6K ﹤0.01%
850
– –
IJUL icon
1768
Innovator International Developed Power Buffer ETF July
IJUL
$241M
$38.5K ﹤0.01%
1,179
+1,156
+5,026% +$37.2K
DMAR icon
1769
FT Vest US Equity Deep Buffer ETF March
DMAR
$452M
$38.5K ﹤0.01%
945
-382
-29% -$15.3K
FTQI icon
1770
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$914M
$38.5K ﹤0.01%
1,868
+20
+1% +$401
ICLN icon
1771
iShares Global Clean Energy ETF
ICLN
$2.27B
$38.4K ﹤0.01%
2,482
+2
+0.1% +$28
SMMV icon
1772
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$38.2K ﹤0.01%
887
-5
-0.6% -$212
MARZ icon
1773
TrueShares Structured Outcome March ETF
MARZ
$32.4M
$38.1K ﹤0.01%
1,094
-260
-19% -$8.76K
IOCT icon
1774
Innovator International Developed Power Buffer ETF October
IOCT
$166M
$38K ﹤0.01%
+1,111
New +$37K
IAPR icon
1775
Innovator International Developed Power Buffer ETF April
IAPR
$198M
$37.8K ﹤0.01%
+1,257
New +$37.2K
69 70
71
72 73

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.