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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCTZ
1726
TrueShares Structured Outcome October ETF
OCTZ
$42.6M
$46.5K ﹤0.01%
1,070
-270,512
-100% -$11.4M
SHYD icon
1727
VanEck Short High Yield Muni ETF
SHYD
$452M
$46.5K ﹤0.01%
2,029
+1,994
+5,697% +$45.2K
GLOF icon
1728
iShares Global Equity Factor ETF
GLOF
$213M
$46.3K ﹤0.01%
897
– –
XSEP icon
1729
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$135M
$46.3K ﹤0.01%
1,112
-404
-27% -$16.6K
YJUN icon
1730
FT Vest International Equity Buffer ETF June
YJUN
$137M
$46.2K ﹤0.01%
1,842
+809
+78% +$20K
TDTF icon
1731
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$46.1K ﹤0.01%
1,898
-12
-0.6% -$290
ISTB icon
1732
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$46K ﹤0.01%
943
– –
FLGB icon
1733
Franklin FTSE United Kingdom ETF
FLGB
$900M
$46K ﹤0.01%
1,425
-19
-1% -$598
BUFF icon
1734
Innovator Laddered Allocation Power Buffer ETF
BUFF
$909M
$46K ﹤0.01%
941
-1,209
-56% -$58K
HYHG icon
1735
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$183M
$45.3K ﹤0.01%
+696
New +$45.1K
PHYL icon
1736
PGIM Active High Yield Bond ETF
PHYL
$1.33B
$45.3K ﹤0.01%
1,268
+1,181
+1,357% +$41.9K
CLOX icon
1737
Panagram AAA CLO ETF
CLOX
$310M
$45.2K ﹤0.01%
1,767
-648
-27% -$16.6K
JULT icon
1738
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$58.3M
$44.8K ﹤0.01%
1,021
-4,041
-80% -$173K
DISV icon
1739
Dimensional International Small Cap Value ETF
DISV
$4.88B
$44.7K ﹤0.01%
+1,252
New +$42.9K
IOO icon
1740
iShares Global 100 ETF
IOO
$8.72B
$44.5K ﹤0.01%
371
-1
-0.3% -$114
USDU icon
1741
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$461M
$44.3K ﹤0.01%
1,680
+1,000
+147% +$26.2K
QTUM icon
1742
Defiance Quantum ETF
QTUM
$5.06B
$44.3K ﹤0.01%
422
-371
-47% -$35.5K
FPXI icon
1743
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$43.9K ﹤0.01%
732
– –
RSPU icon
1744
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
$43.6K ﹤0.01%
569
+3
+0.5% +$222
SMB icon
1745
VanEck Short Muni ETF
SMB
$312M
$43.6K ﹤0.01%
2,501
+1,957
+360% +$33.9K
SNPE icon
1746
Xtrackers S&P 500 ESG ETF
SNPE
$2.58B
$43.2K ﹤0.01%
720
+698
+3,173% +$40.2K
ULTY icon
1747
YieldMax Ultra Option Income Strategy ETF
ULTY
$762M
$43.2K ﹤0.01%
790
+347
+78% +$20.5K
PSK icon
1748
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$43K ﹤0.01%
1,300
+685
+111% +$22.3K
VNQI icon
1749
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$42.9K ﹤0.01%
898
-25
-3% -$1.17K
BBBL icon
1750
BondBloxx BBB Rated 10+ Year Corporate Bond ETF
BBBL
$9.29M
$42.7K ﹤0.01%
+861
New +$41.8K
68 69
70
71 72

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.