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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICLO icon
151
Invesco AAA CLO Floating Rate Note ETF
ICLO
$512M
$24.2M 0.15%
946,016
+312,980
+49% +$8.01M
USB icon
152
US Bancorp
USB
$99.7B
$24.2M 0.15%
500,506
+24,798
+5% +$1.17M
ALLW
153
State Street Bridgewater All Weather ETF
ALLW
$1.61B
$23.9M 0.15%
856,722
+165,964
+24% +$4.42M
CDX icon
154
Simplify High Yield ETF
CDX
$377M
$23.9M 0.15%
1,042,223
+179,543
+21% +$4.12M
PRU icon
155
Prudential Financial
PRU
$42.4B
$23.7M 0.15%
228,696
+14,901
+7% +$1.57M
OMC icon
156
Omnicom Group
OMC
$23.4B
$23.7M 0.15%
290,181
+20,146
+7% +$1.52M
TFC icon
157
Truist Financial
TFC
$64.1B
$23.5M 0.15%
514,415
+20,135
+4% +$908K
MTUM icon
158
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
$23.5M 0.15%
91,595
-4,281
-4% -$1.05M
DIS icon
159
Walt Disney
DIS
$168B
$22.8M 0.15%
199,558
+22,176
+13% +$2.61M
GOOG icon
160
Alphabet (Google) Class C
GOOG
$4.02T
$22.7M 0.15%
93,393
+4,793
+5% +$1.01M
IUSB icon
161
iShares Core Universal USD Bond ETF
IUSB
$43B
$22.5M 0.14%
482,387
+30,420
+7% +$1.41M
DFCF icon
162
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$22.5M 0.14%
526,816
-94,182
-15% -$3.99M
RF icon
163
Regions Financial
RF
$26.3B
$22.3M 0.14%
845,047
+25,071
+3% +$651K
ADM icon
164
Archer Daniels Midland
ADM
$40.2B
$22.3M 0.14%
372,794
+2,922
+0.8% +$171K
CFG icon
165
Citizens Financial Group
CFG
$30.3B
$22.2M 0.14%
416,930
-10,733
-3% -$534K
INTC icon
166
Intel
INTC
$454B
$22M 0.14%
656,816
+20,072
+3% +$486K
ES icon
167
Eversource Energy
ES
$28.3B
$22M 0.14%
309,016
+20,188
+7% +$1.32M
QCOM icon
168
Qualcomm
QCOM
$177B
$21.5M 0.14%
129,415
+26,309
+26% +$4.17M
MRK icon
169
Merck
MRK
$326B
$21.4M 0.14%
254,988
+15,398
+6% +$1.27M
CMCSA icon
170
Comcast
CMCSA
$81.9B
$21.3M 0.14%
678,450
+113,252
+20% +$3.8M
GPC icon
171
Genuine Parts
GPC
$17.6B
$21.3M 0.14%
153,578
+10,121
+7% +$1.36M
CMBS icon
172
iShares CMBS ETF
CMBS
$473M
$21.2M 0.14%
431,523
+33,544
+8% +$1.64M
IEI icon
173
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$20.9M 0.13%
174,530
+20,353
+13% +$2.42M
IAUM icon
174
iShares Gold Trust Micro
IAUM
$6.39B
$20.2M 0.13%
524,172
+74,573
+17% +$2.57M
KMB icon
175
Kimberly-Clark
KMB
$37B
$20M 0.13%
160,531
+10,528
+7% +$1.36M
5 6
7
8 9

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.