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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
1701
Invesco Senior Income Trust
VVR
$457M
$53.6K ﹤0.01%
+15,477
New +$56.4K
FPEI icon
1702
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$52.8K ﹤0.01%
2,728
+1,625
+147% +$31.1K
OVT icon
1703
Overlay Shares Short Term Bond ETF
OVT
$60.2M
$52.6K ﹤0.01%
2,352
+9
+0.4% +$199
PTF icon
1704
Invesco Dorsey Wright Technology Momentum ETF
PTF
$593M
$52.1K ﹤0.01%
696
+23
+3% +$1.6K
DGRS icon
1705
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$406M
$52K ﹤0.01%
1,041
+15
+1% +$741
XSVM icon
1706
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$674M
$52K ﹤0.01%
921
-15
-2% -$827
SUSB icon
1707
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$51.8K ﹤0.01%
2,048
-1,309
-39% -$33K
APOC
1708
Innovator Equity Defined Protection ETF - 6mo Apr/Oct
APOC
$69.9M
$51.8K ﹤0.01%
1,998
+680
+52% +$17.5K
CLIP icon
1709
Global X 1-3 Month T-Bill ETF
CLIP
$2.59B
$51.4K ﹤0.01%
+512
New +$51.3K
VIOG icon
1710
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$51.3K ﹤0.01%
421
+286
+212% +$33.9K
FEZ icon
1711
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
$51.2K ﹤0.01%
824
+99
+14% +$5.95K
WTAI icon
1712
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$587M
$50.8K ﹤0.01%
1,778
– –
JHEM icon
1713
John Hancock Multifactor Emerging Markets ETF
JHEM
$987M
$50.6K ﹤0.01%
+1,598
New +$48.2K
BOTZ icon
1714
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.28B
$50.5K ﹤0.01%
1,424
+760
+114% +$25.6K
RSPF icon
1715
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$50.4K ﹤0.01%
648
+3
+0.5% +$232
EXI icon
1716
iShares Global Industrials ETF
EXI
$1.42B
$50.1K ﹤0.01%
290
+173
+148% +$29.2K
ITM icon
1717
VanEck Intermediate Muni ETF
ITM
$2.14B
$50.1K ﹤0.01%
1,075
+600
+126% +$27.5K
BBCA icon
1718
JPMorgan BetaBuilders Canada ETF
BBCA
$10.9B
$49.8K ﹤0.01%
571
+287
+101% +$23.9K
HEEM icon
1719
iShares Currency Hedged MSCI Emerging Markets
HEEM
$276M
$49.8K ﹤0.01%
1,479
-122
-8% -$3.84K
GNR icon
1720
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
$49.6K ﹤0.01%
838
– –
VWOB icon
1721
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$49.3K ﹤0.01%
736
-489
-40% -$32.3K
EZM icon
1722
WisdomTree US MidCap Fund
EZM
$940M
$47.4K ﹤0.01%
719
-2,000
-74% -$129K
MLPX icon
1723
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
$47.4K ﹤0.01%
756
-164
-18% -$10K
RISN icon
1724
Inspire Capital Appreciation ETF
RISN
$70.8M
$47.2K ﹤0.01%
1,583
– –
NLR icon
1725
VanEck Uranium + Nuclear Energy ETF
NLR
$3.82B
$46.9K ﹤0.01%
346
+60
+21% +$7.15K
67 68
69
70 71

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.