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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XDSQ icon
1676
Innovator US Equity Accelerated ETF Quarterly
XDSQ
$69M
$62.4K ﹤0.01%
1,565
-711
-31% -$27.6K
SPUC icon
1677
Simplify US Equity Income ETF
SPUC
$90.1M
$62.1K ﹤0.01%
1,237
-103,130
-99% -$4.87M
HISF icon
1678
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$61.3K ﹤0.01%
1,358
+853
+169% +$38.2K
XDQQ icon
1679
Innovator Growth Accelerated ETF Quarterly
XDQQ
$55.4M
$61K ﹤0.01%
1,613
-823
-34% -$29.9K
IPAC icon
1680
iShares Core MSCI Pacific ETF
IPAC
$2.6B
$60.7K ﹤0.01%
827
+257
+45% +$18.3K
FLJJ icon
1681
AllianzIM US Equity 6 Month Floor5 Jan/Jul ETF
FLJJ
$8.42M
$60.6K ﹤0.01%
1,940
-271,048
-99% -$8.34M
JULZ icon
1682
TrueShares Structured Outcome July ETF
JULZ
$35.8M
$60.2K ﹤0.01%
1,298
-89,785
-99% -$4.02M
TDVI icon
1683
FT Vest Technology Dividend Target Income ETF
TDVI
$483M
$59.7K ﹤0.01%
+2,085
New +$57.1K
VSTS icon
1684
Vestis
VSTS
$2.04B
$59.7K ﹤0.01%
+13,179
New +$67.6K
IYH icon
1685
iShares US Healthcare ETF
IYH
$3.47B
$58.6K ﹤0.01%
998
-280
-22% -$15.9K
PHO icon
1686
Invesco Water Resources ETF
PHO
$2.03B
$58.5K ﹤0.01%
811
+241
+42% +$17.3K
FXH icon
1687
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$58.3K ﹤0.01%
531
-56
-10% -$5.87K
PTNQ icon
1688
Pacer Trendpilot 100 ETF
PTNQ
$1.17B
$57.7K ﹤0.01%
744
-209
-22% -$15.5K
DFGR icon
1689
Dimensional Global Real Estate ETF
DFGR
$3.88B
$57.4K ﹤0.01%
2,101
-81
-4% -$2.19K
DGT icon
1690
State Street SPDR Global Dow ETF
DGT
$608M
$56.6K ﹤0.01%
350
– –
NOVZ icon
1691
TrueShares Structured Outcome November ETF
NOVZ
$2.55B
$56.5K ﹤0.01%
1,266
-113,279
-99% -$4.88M
DEHP icon
1692
Dimensional Emerging Markets High Profitability ETF
DEHP
$398M
$56.2K ﹤0.01%
1,841
-335
-15% -$9.76K
UXOC
1693
FT Vest U.S. Equity Uncapped Accelerator ETF - October
UXOC
$21.3M
$56.1K ﹤0.01%
+1,608
New +$53.5K
DJAN icon
1694
FT Vest US Equity Deep Buffer ETF January
DJAN
$470M
$56K ﹤0.01%
1,328
– –
IYG icon
1695
iShares US Financial Services ETF
IYG
$2.15B
$55.7K ﹤0.01%
621
+73
+13% +$6.42K
MOO icon
1696
VanEck Agribusiness ETF
MOO
$991M
$55.7K ﹤0.01%
758
-12
-2% -$888
OPPE
1697
WisdomTree European Opportunities Fund
OPPE
$286M
$55.2K ﹤0.01%
1,129
+3
+0.3% +$143
IGEB icon
1698
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$55.1K ﹤0.01%
1,197
+155
+15% +$7.06K
PJP icon
1699
Invesco Pharmaceuticals ETF
PJP
$448M
$54.6K ﹤0.01%
590
-127
-18% -$11.1K
EMGF icon
1700
iShares Emerging Markets Equity Factor ETF
EMGF
$1.74B
$54K ﹤0.01%
955
-535
-36% -$28.9K
66 67
68
69 70

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.