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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSPT icon
1651
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$620M
$118K ﹤0.01%
3,716
– –
UHAL.B icon
1652
U-Haul Holding Co Series N
UHAL.B
$12.3B
$118K ﹤0.01%
2,518
-1,398
-36% -$68.1K
SOXQ icon
1653
Invesco PHLX Semiconductor ETF
SOXQ
$2.28B
$117K ﹤0.01%
2,094
-209
-9% -$11.4K
DFEM icon
1654
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.77B
$117K ﹤0.01%
3,522
+895
+34% +$29.2K
LEGR icon
1655
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$130M
$116K ﹤0.01%
1,956
-45
-2% -$2.6K
CGMU icon
1656
Capital Group Municipal Income ETF
CGMU
$6.39B
$116K ﹤0.01%
+4,230
New +$116K
GMUB
1657
Goldman Sachs Municipal Income ETF
GMUB
$299M
$116K ﹤0.01%
+2,257
New +$115K
SLVP icon
1658
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$804M
$115K ﹤0.01%
3,358
+1,037
+45% +$30.5K
XDEC icon
1659
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$202M
$115K ﹤0.01%
2,799
– –
PSFF icon
1660
Pacer Swan SOS Fund of Funds ETF
PSFF
$591M
$114K ﹤0.01%
3,514
-376
-10% -$12K
BBJP icon
1661
JPMorgan BetaBuilders Japan ETF
BBJP
$17.7B
$114K ﹤0.01%
1,722
+268
+18% +$18.2K
CGHM
1662
Capital Group Municipal High-Income ETF
CGHM
$3.22B
$113K ﹤0.01%
+4,454
New +$114K
VSGX icon
1663
Vanguard ESG International Stock ETF
VSGX
$6.53B
$113K ﹤0.01%
1,580
+972
+160% +$68.6K
SPYX icon
1664
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.73B
$113K ﹤0.01%
2,012
+92
+5% +$5.12K
PWB icon
1665
Invesco Large Cap Growth ETF
PWB
$2.27B
$113K ﹤0.01%
887
-71
-7% -$9.02K
HYD icon
1666
VanEck High Yield Muni ETF
HYD
$4.44B
$113K ﹤0.01%
2,205
+925
+72% +$47.2K
GDXJ icon
1667
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$113K ﹤0.01%
989
+695
+236% +$71.8K
DOGG icon
1668
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$81.4M
$112K ﹤0.01%
5,383
+118
+2% +$2.42K
EEMV icon
1669
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$112K ﹤0.01%
1,746
-32
-2% -$2.06K
RSPN icon
1670
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$112K ﹤0.01%
1,972
– –
IVOO icon
1671
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
$111K ﹤0.01%
993
+224
+29% +$24.8K
DBEF icon
1672
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.23B
$111K ﹤0.01%
2,305
+524
+29% +$25.1K
FBRT
1673
Franklin BSP Realty Trust
FBRT
$596M
$110K ﹤0.01%
+10,952
New +$114K
NTRL
1674
First Trust Equity Market Neutral ETF
NTRL
$16M
$109K ﹤0.01%
5,292
– –
CONY icon
1675
YieldMax COIN Option Income Strategy ETF
CONY
$346M
$108K ﹤0.01%
2,741
+956
+54% +$52.6K
65 66
67
68 69

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.