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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HARD icon
1651
Simplify Commodities Strategy No K-1 ETF
HARD
$81.4M
$70.7K ﹤0.01%
2,342
+2,308
+6,788% +$68.2K
TLTW icon
1652
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.87B
$70.7K ﹤0.01%
3,025
+1,700
+128% +$38.9K
DBO icon
1653
Invesco DB Oil Fund
DBO
$399M
$70.3K ﹤0.01%
+5,230
New +$71.3K
BAB icon
1654
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$70.3K ﹤0.01%
2,575
+2,434
+1,726% +$65.1K
KBWY icon
1655
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$322M
$68.2K ﹤0.01%
4,274
-1,849
-30% -$29.5K
JPIB icon
1656
JPMorgan International Bond Opportunities ETF
JPIB
$2.09B
$67.4K ﹤0.01%
+1,375
New +$67K
AESR icon
1657
Anfield US Equity Sector Rotation ETF
AESR
$235M
$66.9K ﹤0.01%
3,250
-4,160
-56% -$81.9K
ZMAY
1658
Innovator Equity Defined Protection ETF - 1 Yr May
ZMAY
$88.3M
$66.7K ﹤0.01%
2,656
+625
+31% +$15.6K
SLX icon
1659
VanEck Steel ETF
SLX
$165M
$66.2K ﹤0.01%
914
– –
PBD icon
1660
Invesco Global Clean Energy ETF
PBD
$177M
$66.2K ﹤0.01%
4,393
+4,386
+62,657% +$61.2K
QDEF icon
1661
FlexShares Quality Dividend Defensive Index Fund
QDEF
$547M
$66.1K ﹤0.01%
826
– –
SHOC icon
1662
Strive US Semiconductor ETF
SHOC
$212M
$66K ﹤0.01%
1,057
+136
+15% +$7.74K
HEDJ icon
1663
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$65.7K ﹤0.01%
1,304
-110
-8% -$5.43K
KXI icon
1664
iShares Global Consumer Staples ETF
KXI
$1.09B
$65.7K ﹤0.01%
1,020
+4
+0.4% +$261
APRH icon
1665
Innovator Premium Income 20 Barrier ETF April
APRH
$25M
$65.2K ﹤0.01%
2,629
– –
HYD icon
1666
VanEck High Yield Muni ETF
HYD
$4.45B
$65.1K ﹤0.01%
1,280
-50
-4% -$2.49K
DXJ icon
1667
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$65.1K ﹤0.01%
509
-518
-50% -$63.6K
ICOW icon
1668
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.8B
$65K ﹤0.01%
1,785
+1
+0.1% +$35
MCHI icon
1669
iShares MSCI China ETF
MCHI
$6.23B
$64.9K ﹤0.01%
986
-50
-5% -$3K
SLVP icon
1670
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$759M
$63.5K ﹤0.01%
2,321
+185
+9% +$3.89K
USA icon
1671
Liberty All-Star Equity Fund
USA
$1.79B
$63.5K ﹤0.01%
+10,020
New +$66.2K
XBOC icon
1672
Innovator US Equity Accelerated 9 Buffer ETF October
XBOC
$65M
$63.5K ﹤0.01%
1,936
+152
+9% +$4.92K
DYAI icon
1673
Dyadic International
DYAI
$39.7M
$63.4K ﹤0.01%
53,756
– –
CHAT icon
1674
Roundhill Generative AI & Technology ETF
CHAT
$1.59B
$63K ﹤0.01%
1,025
-258
-20% -$13.9K
DFGX icon
1675
Dimensional International Core Fixed Income ETF
DFGX
$1.7B
$62.7K ﹤0.01%
+1,162
New +$62.2K
65 66
67
68 69

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.