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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARES icon
1601
Ares Management
ARES
$28.8B
$373K ﹤0.01%
3,079
+466
+18% +$50.6K
UHAL.B icon
1602
U-Haul Holding Co Series N
UHAL.B
$12.6B
$373K ﹤0.01%
5,710
-698
-11% -$38K
KD icon
1603
Kyndryl
KD
$2.94B
$373K ﹤0.01%
17,575
+1,530
+10% +$26.1K
ARKF icon
1604
ARK Blockchain & Fintech Innovation ETF
ARKF
$744M
$371K ﹤0.01%
14,439
-3,181
-18% -$70K
AAPU icon
1605
Direxion Daily AAPL Bull 2X ETF
AAPU
$197M
$370K ﹤0.01%
+13,616
New +$356K
FIX icon
1606
Comfort Systems
FIX
$57.2B
$369K ﹤0.01%
1,778
+64
+4% +$11.8K
KMX icon
1607
CarMax
KMX
$8.36B
$368K ﹤0.01%
5,252
-47
-0.9% -$3.16K
BBWI icon
1608
Bath & Body Works
BBWI
$4.13B
$366K ﹤0.01%
8,628
+714
+9% +$24.1K
APA icon
1609
APA Corp
APA
$12.3B
$364K ﹤0.01%
11,328
+517
+5% +$19.5K
VIOO icon
1610
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.18B
$364K ﹤0.01%
3,748
+192
+5% +$17.1K
HNI icon
1611
HNI Corp
HNI
$3.17B
$363K ﹤0.01%
8,776
+162
+2% +$6.17K
BAPR icon
1612
Innovator US Equity Buffer ETF April
BAPR
$404M
$363K ﹤0.01%
9,316
+759
+9% +$27.5K
VRIG icon
1613
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$362K ﹤0.01%
14,448
+201
+1% +$5.02K
GAP
1614
The Gap Inc
GAP
$7.28B
$361K ﹤0.01%
18,285
-454
-2% -$7.32K
ABX
1615
Abacus Global Management
ABX
$1.02B
$361K ﹤0.01%
+29,152
New +$205K
ATKR icon
1616
Atkore
ATKR
$2.62B
$359K ﹤0.01%
2,341
+924
+65% +$127K
EYLD icon
1617
Cambria Emerging Shareholder Yield ETF
EYLD
$830M
$356K ﹤0.01%
11,620
+614
+6% +$17.9K
USEP icon
1618
Innovator US Equity Ultra Buffer ETF September
USEP
$148M
$355K ﹤0.01%
11,158
+3,673
+49% +$110K
GFEB icon
1619
FT Vest US Equity Moderate Buffer ETF February
GFEB
$378M
$354K ﹤0.01%
10,616
– –
CGUS icon
1620
Capital Group Core Equity ETF
CGUS
$11.2B
$354K ﹤0.01%
+12,240
New +$322K
NVDY icon
1621
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.34B
$354K ﹤0.01%
+14,471
New +$314K
OXLC
1622
Oxford Lane Capital
OXLC
$854M
$353K ﹤0.01%
13,577
+495
+4% +$12.2K
AEM icon
1623
Agnico Eagle Mines
AEM
$71.9B
$352K ﹤0.01%
7,137
+2,049
+40% +$102K
FRT icon
1624
Federal Realty Investment Trust
FRT
$10.9B
$352K ﹤0.01%
3,400
+580
+21% +$54.7K
AMKR icon
1625
Amkor Technology
AMKR
$11.3B
$352K ﹤0.01%
+10,782
New +$283K
63 64
65
66 67

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.