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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRVR icon
1551
Pacer Data & Infrastructure Real Estate ETF
SRVR
$368M
$107K ﹤0.01%
3,372
+3,123
+1,254% +$99.3K
FDHY icon
1552
Fidelity High Yield Factor ETF
FDHY
$567M
$106K ﹤0.01%
2,150
-885
-29% -$43.4K
BMAR icon
1553
Innovator US Equity Buffer ETF March
BMAR
$247M
$106K ﹤0.01%
2,052
-207
-9% -$10.4K
IMTM icon
1554
iShares MSCI Intl Momentum Factor ETF
IMTM
$3.99B
$106K ﹤0.01%
2,211
-12
-0.5% -$555
SPYX icon
1555
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.69B
$105K ﹤0.01%
1,920
– –
DOGG icon
1556
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$81.7M
$105K ﹤0.01%
+5,265
New +$105K
NMFC icon
1557
New Mountain Finance
NMFC
$654M
$105K ﹤0.01%
10,901
+1
+0% +$10
APRT icon
1558
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$45.7M
$105K ﹤0.01%
2,575
– –
FXO icon
1559
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$105K ﹤0.01%
1,762
+6
+0.3% +$349
ARKW icon
1560
ARK Web x.0 ETF
ARKW
$1.6B
$105K ﹤0.01%
599
-265
-31% -$42K
KOMP icon
1561
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.52B
$104K ﹤0.01%
1,677
+133
+9% +$7.69K
BLES icon
1562
Inspire Global Hope ETF
BLES
$159M
$104K ﹤0.01%
2,449
+65
+3% +$2.71K
IEV icon
1563
iShares Europe ETF
IEV
$1.64B
$104K ﹤0.01%
+1,588
New +$102K
FXZ icon
1564
First Trust Materials AlphaDEX Fund
FXZ
$366M
$103K ﹤0.01%
1,674
-699
-29% -$42.1K
IXG icon
1565
iShares Global Financials ETF
IXG
$669M
$103K ﹤0.01%
880
+879
+87,900% +$99.8K
FUMB icon
1566
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$103K ﹤0.01%
+5,103
New +$103K
FIVA
1567
Fidelity International Value Factor ETF
FIVA
$575M
$102K ﹤0.01%
3,271
+33
+1% +$1K
VGK icon
1568
Vanguard FTSE Europe ETF
VGK
$30.1B
$102K ﹤0.01%
1,279
+177
+16% +$13.9K
IXC icon
1569
iShares Global Energy ETF
IXC
$2.75B
$102K ﹤0.01%
2,444
-317
-11% -$12.9K
UJUN icon
1570
Innovator US Equity Ultra Buffer ETF June
UJUN
$183M
$101K ﹤0.01%
2,766
-27
-1% -$976
FNDC icon
1571
Schwab Fundamental International Small Company Index ETF
FNDC
$2.99B
$101K ﹤0.01%
2,259
-27
-1% -$1.17K
QQQI icon
1572
NEOS Nasdaq 100 High Income ETF
QQQI
$12.8B
$99.5K ﹤0.01%
+1,835
New +$97.4K
FLAO icon
1573
AllianzIM US Equity 6 Month Floor5 Apr/Oct ETF
FLAO
$8.5M
$99.1K ﹤0.01%
3,544
-1,290
-27% -$35.8K
BUFQ icon
1574
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.47B
$99K ﹤0.01%
2,843
+667
+31% +$22.7K
GCOW icon
1575
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
$98.7K ﹤0.01%
2,492
+573
+30% +$22.5K
61 62
63
64 65

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.