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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXQ icon
1526
Invesco PHLX Semiconductor ETF
SOXQ
$2.11B
$115K ﹤0.01%
2,303
-554
-19% -$25.3K
QSPT icon
1527
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$609M
$115K ﹤0.01%
3,716
– –
NEOG icon
1528
Neogen
NEOG
$2.05B
$115K ﹤0.01%
20,133
-2,047
-9% -$10.9K
QCJL
1529
FT Vest Nasdaq-100 Conservative Buffer ETF - July
QCJL
$66.6M
$115K ﹤0.01%
+4,927
New +$113K
FCG icon
1530
First Trust Natural Gas ETF
FCG
$632M
$114K ﹤0.01%
4,870
-739
-13% -$17.3K
EEMV icon
1531
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$113K ﹤0.01%
1,778
-76
-4% -$4.81K
TAN icon
1532
Invesco Solar ETF
TAN
$1.37B
$113K ﹤0.01%
2,584
+1,861
+257% +$74.4K
LEGR icon
1533
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
$112K ﹤0.01%
2,001
-104
-5% -$5.68K
GDE icon
1534
WisdomTree Efficient Gold Plus Equity Strategy Fund
GDE
$425M
$112K ﹤0.01%
+1,958
New +$99.1K
XDEC icon
1535
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$201M
$112K ﹤0.01%
2,799
+295
+12% +$11.6K
SPHD icon
1536
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$112K ﹤0.01%
2,265
-643
-22% -$31.4K
SCHO icon
1537
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$112K ﹤0.01%
4,577
-2,305
-33% -$56.1K
FNDA icon
1538
Schwab Fundamental US Small Company Index ETF
FNDA
$9.1B
$111K ﹤0.01%
3,563
+21
+0.6% +$638
RSPN icon
1539
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$111K ﹤0.01%
1,972
– –
GNW icon
1540
Genworth Financial
GNW
$3.86B
$110K ﹤0.01%
+12,415
New +$102K
EWJ icon
1541
iShares MSCI Japan ETF
EWJ
$21.2B
$110K ﹤0.01%
1,377
-84
-6% -$6.5K
SLNZ
1542
TCW Senior Loan ETF
SLNZ
$223M
$110K ﹤0.01%
2,339
+38
+2% +$1.79K
DBA icon
1543
Invesco DB Agriculture Fund
DBA
$1.23B
$110K ﹤0.01%
+4,109
New +$109K
SMOG icon
1544
VanEck Low Carbon Energy ETF
SMOG
$125M
$110K ﹤0.01%
865
+505
+140% +$59.5K
DLS icon
1545
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$110K ﹤0.01%
1,382
-50
-3% -$3.89K
IBDR icon
1546
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.44B
$109K ﹤0.01%
4,473
+3,845
+612% +$93.1K
UJAN icon
1547
Innovator US Equity Ultra Buffer ETF January
UJAN
$275M
$108K ﹤0.01%
2,572
+91
+4% +$3.76K
ACRE
1548
Ares Commercial Real Estate
ACRE
$247M
$108K ﹤0.01%
+23,989
New +$111K
DVAL icon
1549
BrandywineGLOBAL Dynamic US Large Cap Value ETF
DVAL
$71.4M
$108K ﹤0.01%
+7,429
New +$107K
NTRL
1550
First Trust Equity Market Neutral ETF
NTRL
$16.3M
$107K ﹤0.01%
+5,292
New +$109K
60 61
62
63 64

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.