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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$1.22B
Cap. Flow
+$498M
Cap. Flow %
3.6%
Top 10 Hldgs %
18.59%
Holding
1,952
New
213
Increased
855
Reduced
700
Closed
140

Top Buys

Rank Stock Value
1
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$64.7M
2
VTV icon
Vanguard Value ETF
VTV
+$42.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.8M
5
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$28.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$69.2M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$58.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$50.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$49.8M
5
VUG icon
Vanguard Growth ETF
VUG
+$35.1M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Financials 5.37%
3 Healthcare 4%
4 Energy 3.71%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTL icon
126
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$25.6M 0.19%
881,709
-389,479
-31% -$11.4M
IEFA icon
127
iShares Core MSCI EAFE ETF
IEFA
$188B
$25.5M 0.18%
413,275
-38,390
-8% -$2.26M
VLO icon
128
Valero Energy
VLO
$90.5B
$25.5M 0.18%
200,766
+12,178
+6% +$1.53M
XLU icon
129
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$25.3M 0.18%
718,610
+194,174
+37% +$6.6M
FIXD icon
130
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$25.2M 0.18%
574,571
+69,238
+14% +$3.02M
POCT icon
131
Innovator US Equity Power Buffer ETF October
POCT
$957M
$25.2M 0.18%
838,232
+433,348
+107% +$12.9M
META icon
132
Meta Platforms (Facebook)
META
$1.51T
$25.2M 0.18%
209,065
+52,893
+34% +$6.21M
FANG icon
133
Diamondback Energy
FANG
$55.1B
$25.1M 0.18%
183,280
+13,135
+8% +$1.92M
AGG icon
134
iShares Core US Aggregate Bond ETF
AGG
$138B
$24.9M 0.18%
257,008
-35,750
-12% -$3.46M
OXY icon
135
Occidental Petroleum
OXY
$54.6B
$24.9M 0.18%
394,571
+242,286
+159% +$16.5M
FGD icon
136
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
$24.8M 0.18%
1,128,821
+62,493
+6% +$1.3M
ITOT icon
137
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
$24.6M 0.18%
290,314
-167,251
-37% -$14.3M
IJH icon
138
iShares Core S&P Mid-Cap ETF
IJH
$123B
$24.5M 0.18%
507,300
+7,340
+1% +$355K
GOOG icon
139
Alphabet (Google) Class C
GOOG
$3.99T
$24.4M 0.18%
275,001
-2,695
-1% -$257K
PAUG icon
140
Innovator US Equity Power Buffer ETF August
PAUG
$859M
$24.2M 0.18%
854,092
+410,704
+93% +$11.6M
MRO
141
DELISTED
Marathon Oil Corporation
MRO
$24.2M 0.17%
892,641
+552,911
+163% +$16M
USFR icon
142
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$24.2M 0.17%
480,572
+60,256
+14% +$3.03M
WDIV icon
143
State Street SPDR S&P Global Dividend ETF
WDIV
$277M
$24.1M 0.17%
410,211
+23,327
+6% +$1.33M
UAUG icon
144
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$23.6M 0.17%
903,753
-50,402
-5% -$1.32M
CVS icon
145
CVS Health
CVS
$137B
$23.6M 0.17%
253,220
-13,070
-5% -$1.26M
DAPR icon
146
FT Vest US Equity Deep Buffer ETF April
DAPR
$306M
$23.3M 0.17%
790,851
+167,818
+27% +$4.95M
VBR icon
147
Vanguard Small-Cap Value ETF
VBR
$37.3B
$23M 0.17%
144,586
+26,330
+22% +$4.19M
JULT icon
148
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$58.2M
$22.9M 0.17%
826,481
+411,738
+99% +$11.4M
JAAA icon
149
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$22.9M 0.17%
464,144
-12,262
-3% -$601K
DIV icon
150
Global X SuperDividend US ETF
DIV
$787M
$22.8M 0.17%
1,214,588
+9,346
+0.8% +$176K
4 5
6
7 8

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, AE Wealth Management held 1,952 positions worth $13.8B, up 9.7% from $12.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $498M of net new capital in Q4 2022, opening 213 new positions and adding to 855 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $69.2M trimmed.

  • AE Wealth Management's largest Q4 2022 buy was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.
  • AE Wealth Management added most to iShares Core MSCI International Developed Markets ETF in Q4 2022, an estimated $64.7M increase.
  • AE Wealth Management's biggest Q4 2022 reduction was Vanguard S&P 500 ETF, cutting an estimated $69.2M.
  • AE Wealth Management fully exited First Trust Dow Jones Select MicroCap Index Fund in Q4 2022, selling an estimated $9.05M.
  • AE Wealth Management's ten largest holdings make up 19% of its $13.8B portfolio in Q4 2022.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2022.
  • AE Wealth Management's portfolio value rose 9.7% quarter-over-quarter to $13.8B.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.