We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ icon
1451
Hertz
HTZ
$527M
$158K ﹤0.01%
23,172
-597
-3% -$3.83K
LUMN icon
1452
Lumen
LUMN
$6.43B
$156K ﹤0.01%
25,453
+4,480
+21% +$21.5K
PEY icon
1453
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$155K ﹤0.01%
7,346
-4,593
-38% -$96.9K
SPGM icon
1454
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.68B
$155K ﹤0.01%
2,063
+1,702
+471% +$122K
KIE icon
1455
State Street SPDR S&P Insurance ETF
KIE
$664M
$154K ﹤0.01%
2,601
– –
HYGW icon
1456
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
$153K ﹤0.01%
5,034
-1,810
-26% -$54.7K
NOCT icon
1457
Innovator Growth-100 Power Buffer ETF October
NOCT
$222M
$153K ﹤0.01%
2,691
-1,962
-42% -$109K
RGP icon
1458
Resources Connection
RGP
$140M
$152K ﹤0.01%
30,110
-11,878
-28% -$61K
BILS icon
1459
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
$152K ﹤0.01%
1,527
-504
-25% -$50.1K
NODK icon
1460
NI Holdings
NODK
$320M
$151K ﹤0.01%
+11,160
New +$147K
RPHS
1461
DELISTED
Regents Park Hedged Market Strategy ETF
RPHS
$151K ﹤0.01%
13,608
-1,934
-12% -$20.8K
ROBT icon
1462
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$700M
$150K ﹤0.01%
2,840
+7
+0.2% +$353
VIS icon
1463
Vanguard Industrials ETF
VIS
$7.94B
$150K ﹤0.01%
507
-177
-26% -$51.3K
AMLP icon
1464
Alerian MLP ETF
AMLP
$12.9B
$150K ﹤0.01%
3,186
+373
+13% +$18K
FEBT icon
1465
AllianzIM U.S. Equity Buffer10 Feb ETF
FEBT
$157M
$149K ﹤0.01%
4,030
-77
-2% -$2.77K
AVNS icon
1466
Avanos Medical
AVNS
$148K ﹤0.01%
+12,842
New +$150K
ACHR icon
1467
Archer Aviation
ACHR
$3.42B
$148K ﹤0.01%
15,427
+4,753
+45% +$47K
OUSA icon
1468
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$751M
$147K ﹤0.01%
2,606
+201
+8% +$11.1K
VCRB icon
1469
Vanguard Core Bond ETF
VCRB
$7.19B
$147K ﹤0.01%
1,878
+293
+18% +$22.7K
KRE icon
1470
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$147K ﹤0.01%
2,322
+280
+14% +$17.7K
ARKQ icon
1471
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.81B
$147K ﹤0.01%
1,316
+123
+10% +$12.1K
EES icon
1472
WisdomTree US SmallCap Earnings Fund
EES
$720M
$146K ﹤0.01%
2,610
+301
+13% +$16.3K
SEVN
1473
Seven Hills Realty Trust
SEVN
$173M
$146K ﹤0.01%
+14,115
New +$154K
FTRI icon
1474
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$145K ﹤0.01%
9,542
-535
-5% -$7.88K
XSMO icon
1475
Invesco S&P SmallCap Momentum ETF
XSMO
$2.94B
$144K ﹤0.01%
1,962
– –
57 58
59
60 61

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.