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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
1426
Universal Display
OLED
$3.75B
$455K ﹤0.01%
2,897
+36
+1% +$5.47K
PNFP icon
1427
Pinnacle Financial Partners Inc
PNFP
$15.8B
$454K ﹤0.01%
6,765
-2,835
-30% -$191K
WWJD icon
1428
Inspire International ETF
WWJD
$550M
$453K ﹤0.01%
17,209
-886
-5% -$24.5K
NEO icon
1429
NeoGenomics
NEO
$1.99B
$453K ﹤0.01%
36,831
+4,646
+14% +$69.1K
SSB icon
1430
SouthState Bank Corp
SSB
$10.3B
$453K ﹤0.01%
6,722
-158
-2% -$11.4K
QQQH
1431
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$366M
$452K ﹤0.01%
11,219
+3,608
+47% +$153K
LEG icon
1432
Leggett & Platt
LEG
$1.4B
$451K ﹤0.01%
17,765
+4,406
+33% +$124K
FCG icon
1433
First Trust Natural Gas ETF
FCG
$632M
$451K ﹤0.01%
17,344
-9,411
-35% -$240K
PFLT icon
1434
PennantPark Floating Rate Capital
PFLT
$698M
$450K ﹤0.01%
42,245
-23,534
-36% -$254K
WTRE icon
1435
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$450K ﹤0.01%
28,640
+1,524
+6% +$25.7K
BNOV icon
1436
Innovator US Equity Buffer ETF November
BNOV
$206M
$449K ﹤0.01%
13,728
+1,743
+15% +$59.3K
RRX icon
1437
Regal Rexnord
RRX
$12.5B
$446K ﹤0.01%
3,120
-15
-0.5% -$2.31K
APA icon
1438
APA Corp
APA
$13B
$444K ﹤0.01%
10,811
-5,110
-32% -$210K
APRH icon
1439
Innovator Premium Income 20 Barrier ETF April
APRH
$25M
$444K ﹤0.01%
+18,077
New +$451K
TAP icon
1440
Molson Coors Class B
TAP
$8.02B
$444K ﹤0.01%
6,984
-24,362
-78% -$1.58M
POWA icon
1441
Invesco Bloomberg Pricing Power ETF
POWA
$180M
$444K ﹤0.01%
6,777
-60
-0.9% -$4.1K
IVOL icon
1442
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$444K ﹤0.01%
21,582
-8,080
-27% -$167K
YOU icon
1443
Clear Secure
YOU
$5.88B
$444K ﹤0.01%
+23,296
New +$516K
SCHC icon
1444
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$443K ﹤0.01%
13,751
+4,462
+48% +$151K
PRG icon
1445
PROG Holdings
PRG
$1.71B
$443K ﹤0.01%
+13,338
New +$465K
CSTL icon
1446
Castle Biosciences
CSTL
$742M
$442K ﹤0.01%
+26,182
New +$458K
PAYC icon
1447
Paycom
PAYC
$7.88B
$442K ﹤0.01%
1,704
+192
+13% +$58.5K
YJUN icon
1448
FT Vest International Equity Buffer ETF June
YJUN
$137M
$441K ﹤0.01%
+22,302
New +$453K
CMC icon
1449
Commercial Metals
CMC
$7.53B
$439K ﹤0.01%
8,886
-518
-6% -$28.2K
ARTY
1450
iShares Future AI & Tech ETF
ARTY
$3.21B
$439K ﹤0.01%
14,364
+8,150
+131% +$263K
56 57
58
59 60

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.