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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEL icon
1401
Exelixis
EXEL
$14.1B
$251K ﹤0.01%
+5,720
New +$237K
BTC
1402
Grayscale Bitcoin Mini Trust ETF
BTC
$3.43B
$251K ﹤0.01%
6,468
+1,899
+42% +$84.2K
PAAS icon
1403
Pan American Silver
PAAS
$18.6B
$250K ﹤0.01%
+4,834
New +$202K
JHML icon
1404
John Hancock Multifactor Large Cap ETF
JHML
$1.16B
$250K ﹤0.01%
3,136
+257
+9% +$20.4K
EXPE icon
1405
Expedia Group
EXPE
$35.2B
$250K ﹤0.01%
+883
New +$218K
QLTY icon
1406
GMO US Quality ETF
QLTY
$4.82B
$249K ﹤0.01%
+6,462
New +$243K
TRGP icon
1407
Targa Resources
TRGP
$57.6B
$248K ﹤0.01%
+1,346
New +$227K
DFSV
1408
Dimensional US Small Cap Value ETF
DFSV
$8.19B
$248K ﹤0.01%
7,544
+1,702
+29% +$54.7K
CLSM icon
1409
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$94.7M
$248K ﹤0.01%
10,673
+750
+8% +$17.5K
HOPE icon
1410
Hope Bancorp
HOPE
$1.79B
$248K ﹤0.01%
22,609
+2,607
+13% +$28.1K
UJUL icon
1411
Innovator US Equity Ultra Buffer ETF July
UJUL
$284M
$247K ﹤0.01%
6,377
+1,530
+32% +$58.7K
CWST icon
1412
Casella Waste Systems
CWST
$5.69B
$247K ﹤0.01%
2,521
-53
-2% -$4.92K
SLYG icon
1413
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$247K ﹤0.01%
2,620
-969
-27% -$91.5K
AVGE icon
1414
Avantis All Equity Markets ETF
AVGE
$1.1B
$246K ﹤0.01%
2,867
– –
MPLX icon
1415
MPLX
MPLX
$58.5B
$246K ﹤0.01%
4,605
+170
+4% +$8.87K
ARM icon
1416
Arm
ARM
$258B
$246K ﹤0.01%
+2,246
New +$327K
CWI icon
1417
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.79B
$244K ﹤0.01%
6,804
+2,818
+71% +$99.8K
OTIS icon
1418
Otis Worldwide
OTIS
$27.3B
$244K ﹤0.01%
2,795
-154
-5% -$13.8K
RBA icon
1419
RB Global
RBA
$20.5B
$244K ﹤0.01%
2,371
-330
-12% -$33.5K
SSO icon
1420
ProShares Ultra S&P500
SSO
$7.76B
$244K ﹤0.01%
+4,212
New +$241K
FDIG icon
1421
Fidelity Crypto Industry and Digital Payments ETF
FDIG
$256M
$243K ﹤0.01%
6,310
+2,708
+75% +$128K
KNF icon
1422
Knife River
KNF
$4.15B
$243K ﹤0.01%
+3,454
New +$243K
AUGT icon
1423
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$30.8M
$242K ﹤0.01%
6,786
-260
-4% -$9.14K
ALB icon
1424
Albemarle
ALB
$13.9B
$241K ﹤0.01%
+1,706
New +$194K
USXF icon
1425
iShares ESG Advanced MSCI USA ETF
USXF
$1.41B
$241K ﹤0.01%
4,190
+1,160
+38% +$66.7K
55 56
57
58 59

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.