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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KJAN icon
1276
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$250K ﹤0.01%
6,196
+480
+8% +$18.7K
FPX icon
1277
First Trust US Equity Opportunities ETF
FPX
$1.43B
$250K ﹤0.01%
1,503
-6,306
-81% -$960K
CBU icon
1278
Community Bank
CBU
$3.39B
$249K ﹤0.01%
4,254
+263
+7% +$15.2K
TECB icon
1279
iShares US Tech Breakthrough Multisector ETF
TECB
$447M
$249K ﹤0.01%
4,130
+159
+4% +$9.29K
GPRE icon
1280
Green Plains
GPRE
$1.15B
$249K ﹤0.01%
28,329
-683
-2% -$5.98K
OMF icon
1281
OneMain Financial
OMF
$7.27B
$249K ﹤0.01%
4,408
+135
+3% +$7.97K
ACM icon
1282
Aecom
ACM
$9.46B
$249K ﹤0.01%
+1,907
New +$230K
BBVA icon
1283
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
$249K ﹤0.01%
12,912
+2,519
+24% +$44.1K
CRC icon
1284
California Resources
CRC
$4.49B
$248K ﹤0.01%
+4,671
New +$234K
TIPX icon
1285
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.02B
$248K ﹤0.01%
12,859
-900
-7% -$17.3K
SLVM icon
1286
Sylvamo
SLVM
$1.52B
$247K ﹤0.01%
+5,591
New +$259K
REXR icon
1287
Rexford Industrial Realty
REXR
$8.63B
$247K ﹤0.01%
6,013
-141
-2% -$5.52K
IQDG icon
1288
WisdomTree International Quality Dividend Growth Fund
IQDG
$702M
$247K ﹤0.01%
6,182
-199
-3% -$7.8K
ETH
1289
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.72B
$247K ﹤0.01%
+6,293
New +$232K
FXN icon
1290
First Trust Energy AlphaDEX Fund
FXN
$379M
$247K ﹤0.01%
15,124
-1,715
-10% -$27.3K
UFPI icon
1291
UFP Industries
UFPI
$4.95B
$246K ﹤0.01%
2,635
-7
-0.3% -$707
AUGT icon
1292
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$30.6M
$246K ﹤0.01%
7,046
-4,266
-38% -$145K
FTWO icon
1293
Strive FAANG 2.0 ETF
FTWO
$73.5M
$246K ﹤0.01%
6,235
+1,662
+36% +$61.9K
QQQH
1294
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$366M
$245K ﹤0.01%
4,508
+2
+0% +$107
UL icon
1295
Unilever
UL
$142B
$245K ﹤0.01%
3,677
+483
+15% +$33.3K
CWST icon
1296
Casella Waste Systems
CWST
$5.76B
$244K ﹤0.01%
2,574
-207
-7% -$20.8K
BKU icon
1297
Bankunited
BKU
$3.33B
$244K ﹤0.01%
6,391
+744
+13% +$28.2K
MWA icon
1298
Mueller Water Products
MWA
$3.94B
$244K ﹤0.01%
9,543
-3,928
-29% -$100K
B
1299
Barrick Mining
B
$60.9B
$243K ﹤0.01%
+7,430
New +$188K
MSTY icon
1300
YieldMax MSTR Option Income Strategy ETF
MSTY
$723M
$243K ﹤0.01%
3,482
+1,972
+131% +$179K
50 51
52
53 54

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.