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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDIV icon
1251
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$667K ﹤0.01%
45,706
-1,030
-2% -$15.3K
TCPC icon
1252
BlackRock TCP Capital
TCPC
$278M
$665K ﹤0.01%
56,685
+5,853
+12% +$70.3K
TXNM
1253
TXNM Energy Inc
TXNM
$6.39B
$662K ﹤0.01%
14,833
+902
+6% +$40.3K
XLG icon
1254
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$661K ﹤0.01%
19,473
-229,237
-92% -$8.06M
JPIE icon
1255
JPMorgan Income ETF
JPIE
$10.1B
$661K ﹤0.01%
14,887
+2,646
+22% +$119K
AIRR icon
1256
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.53B
$660K ﹤0.01%
12,807
+4,559
+55% +$245K
SFL icon
1257
SFL Corp
SFL
$1.61B
$656K ﹤0.01%
58,824
+819
+1% +$8.48K
AJG icon
1258
Arthur J. Gallagher & Co
AJG
$69.1B
$654K ﹤0.01%
2,868
-292
-9% -$65.4K
GNMA icon
1259
iShares GNMA Bond ETF
GNMA
$423M
$652K ﹤0.01%
15,613
-1,021
-6% -$43.9K
DOCU
1260
DocuSign
DOCU
$11.1B
$647K ﹤0.01%
15,402
+703
+5% +$34.5K
TTC icon
1261
Toro Company
TTC
$8.79B
$647K ﹤0.01%
7,783
+2,089
+37% +$201K
MANH icon
1262
Manhattan Associates
MANH
$11.9B
$647K ﹤0.01%
3,271
+1,783
+120% +$348K
FIS icon
1263
Fidelity National Information Services
FIS
$24.2B
$646K ﹤0.01%
11,680
+2,994
+34% +$172K
OBDC icon
1264
Blue Owl Capital
OBDC
$5.35B
$643K ﹤0.01%
46,457
-41,787
-47% -$577K
FTRI icon
1265
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$640K ﹤0.01%
50,705
-11,493
-18% -$149K
HESM icon
1266
Hess Midstream
HESM
$5.19B
$639K ﹤0.01%
21,952
-16,185
-42% -$488K
VTC icon
1267
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$639K ﹤0.01%
8,823
-800
-8% -$59.4K
IWV icon
1268
iShares Russell 3000 ETF
IWV
$19.2B
$635K ﹤0.01%
2,591
-104
-4% -$26.6K
PGX icon
1269
Invesco Preferred ETF
PGX
$3.79B
$635K ﹤0.01%
57,987
-160,915
-74% -$1.8M
HTGC icon
1270
Hercules Capital
HTGC
$2.99B
$633K ﹤0.01%
38,581
+2,233
+6% +$36.6K
HYD icon
1271
VanEck High Yield Muni ETF
HYD
$4.44B
$633K ﹤0.01%
12,896
+260
+2% +$13.2K
BZH icon
1272
Beazer Homes USA
BZH
$888M
$632K ﹤0.01%
+25,373
New +$732K
RPM icon
1273
RPM International
RPM
$13.8B
$631K ﹤0.01%
6,652
+534
+9% +$52.1K
RSPF icon
1274
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$630K ﹤0.01%
12,433
+4,747
+62% +$250K
OIH icon
1275
VanEck Oil Services ETF
OIH
$1.97B
$629K ﹤0.01%
1,823
-221
-11% -$74.7K
49 50
51
52 53

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.