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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DOCU
1226
DocuSign
DOCU
$10.4B
| $823K | ﹤0.01% |
13,145
-2,257
| -15% | -$104K |
|
1227
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.95B
| $823K | ﹤0.01% |
14,894
+2,087
| +16% | +$108K |
|
1228
Ball Corp
BALL
$17.4B
| $823K | ﹤0.01% |
14,374
+309
| +2% | +$15.9K |
|
1229
SEI Investments
SEIC
$12.4B
| $817K | ﹤0.01% |
12,789
-4,598
| -26% | -$268K |
|
1230
Arch Capital
ACGL
$34.5B
| $812K | ﹤0.01% |
10,167
+1,404
| +16% | +$115K |
|
1231
Henry Schein
HSIC
$9.7B
| $812K | ﹤0.01% |
10,939
+1,231
| +13% | +$86.1K |
|
|
ARTY
1232
iShares Future AI & Tech ETF
ARTY
$3.47B
| $811K | ﹤0.01% |
24,532
+10,168
| +71% | +$322K |
|
1233
Wintrust Financial
WTFC
$10.8B
| $811K | ﹤0.01% |
+8,167
| New | +$675K |
|
1234
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
| $801K | ﹤0.01% |
33,516
-46,390
| -58% | -$1.08M |
|
1235
Innovator Emerging Markets Power Buffer ETF January
EJAN
$145M
| $800K | ﹤0.01% |
+28,506
| New | +$786K |
|
1236
H&R Block
HRB
$5.61B
| $797K | ﹤0.01% |
16,703
-4,057
| -20% | -$181K |
|
1237
First Trust Municipal High Income ETF
FMHI
$989M
| $796K | ﹤0.01% |
16,826
-642
| -4% | -$29.4K |
|
1238
FT Vest US Equity Buffer ETF February
FFEB
$1.38B
| $794K | ﹤0.01% |
18,310
-208,391
| -92% | -$8.4M |
|
1239
First Trust Managed Municipal ETF
FMB
$2.04B
| $794K | ﹤0.01% |
15,523
-8,525
| -35% | -$424K |
|
1240
Brookfield
BN
$103B
| $793K | ﹤0.01% |
29,301
+2,914
| +11% | +$66.1K |
|
1241
Quest Diagnostics
DGX
$25.9B
| $793K | ﹤0.01% |
6,080
+1,874
| +45% | +$246K |
|
1242
Enphase Energy
ENPH
$4.94B
| $793K | ﹤0.01% |
7,525
-7,415
| -50% | -$786K |
|
1243
Terreno Realty
TRNO
$7.65B
| $790K | ﹤0.01% |
13,082
+4,334
| +50% | +$247K |
|
1244
Deckers Outdoor
DECK
$13.6B
| $788K | ﹤0.01% |
6,162
+420
| +7% | +$42.7K |
|
1245
Hercules Capital
HTGC
$2.98B
| $788K | ﹤0.01% |
44,872
+6,291
| +16% | +$99.5K |
|
1246
State Street SPDR S&P Health Care Equipment ETF
XHE
$163M
| $786K | ﹤0.01% |
9,345
+2,258
| +32% | +$169K |
|
1247
MarketAxess Holdings
MKTX
$5.78B
| $783K | ﹤0.01% |
2,832
+144
| +5% | +$34.8K |
|
1248
Upstart Holdings
UPST
$2.59B
| $783K | ﹤0.01% |
24,005
+8,876
| +59% | +$270K |
|
1249
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.42B
| $779K | ﹤0.01% |
+28,532
| New | +$733K |
|
1250
Ingredion
INGR
$6.33B
| $777K | ﹤0.01% |
7,115
-34,900
| -83% | -$3.5M |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.