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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAGG icon
1201
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$285K ﹤0.01%
5,937
-196
-3% -$9.32K
BMRN icon
1202
BioMarin Pharmaceuticals
BMRN
$11.9B
$285K ﹤0.01%
+5,260
New +$301K
DSI icon
1203
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$284K ﹤0.01%
2,254
-166
-7% -$20.1K
TEM
1204
Tempus AI
TEM
$7.48B
$284K ﹤0.01%
3,513
-1,004
-22% -$70.3K
FMHI icon
1205
First Trust Municipal High Income ETF
FMHI
$991M
$283K ﹤0.01%
5,961
-1,774
-23% -$82.8K
AIG icon
1206
American International
AIG
$42.5B
$283K ﹤0.01%
3,600
-52
-1% -$4.16K
VCSH icon
1207
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$283K ﹤0.01%
3,535
+265
+8% +$21.1K
PAA icon
1208
Plains All American Pipeline
PAA
$17.6B
$282K ﹤0.01%
16,537
+3,318
+25% +$59.4K
QJUN icon
1209
FT Vest Growth-100 Buffer ETF June
QJUN
$631M
$282K ﹤0.01%
9,055
+936
+12% +$28.4K
OSK icon
1210
Oshkosh
OSK
$8.82B
$282K ﹤0.01%
2,171
-290
-12% -$38.5K
SUB icon
1211
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$282K ﹤0.01%
2,637
-512
-16% -$54.7K
XSOE icon
1212
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.93B
$281K ﹤0.01%
7,418
-87
-1% -$3.12K
TTEK icon
1213
Tetra Tech
TTEK
$8.77B
$281K ﹤0.01%
8,418
-703
-8% -$25.6K
CRS icon
1214
Carpenter Technology
CRS
$26.4B
$281K ﹤0.01%
1,143
+297
+35% +$76K
TSCO icon
1215
Tractor Supply
TSCO
$16.3B
$280K ﹤0.01%
4,930
+448
+10% +$26.4K
JUNW icon
1216
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
$366M
$279K ﹤0.01%
8,501
-5,475
-39% -$177K
IVOG icon
1217
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.6B
$278K ﹤0.01%
2,330
-50
-2% -$5.86K
SPXL icon
1218
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.27B
$278K ﹤0.01%
1,313
+14
+1% +$2.67K
FTAI icon
1219
FTAI Aviation
FTAI
$20.2B
$277K ﹤0.01%
1,661
-376
-18% -$53.5K
BDEC icon
1220
Innovator US Equity Buffer ETF December
BDEC
$214M
$277K ﹤0.01%
5,785
– –
PAVE icon
1221
Global X US Infrastructure Development ETF
PAVE
$13.5B
$277K ﹤0.01%
5,817
+1,394
+32% +$64.2K
JANZ icon
1222
TrueShares Structured Outcome January ETF
JANZ
$40.1M
$277K ﹤0.01%
7,290
-299
-4% -$11K
DOCU
1223
DocuSign
DOCU
$11.1B
$277K ﹤0.01%
3,838
+899
+31% +$69.3K
FJUN icon
1224
FT Vest US Equity Buffer ETF June
FJUN
$1.33B
$274K ﹤0.01%
4,906
-140
-3% -$7.67K
MUR icon
1225
Murphy Oil
MUR
$5.55B
$274K ﹤0.01%
+9,642
New +$243K
47 48
49
50 51

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.