We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URA icon
1176
Global X Uranium ETF
URA
$5.21B
$824K ﹤0.01%
30,463
+2,842
+10% +$66.8K
FBCG
1177
DELISTED
Fidelity Blue Chip Growth ETF
FBCG
$822K ﹤0.01%
+28,382
New +$855K
MAIN icon
1178
Main Street Capital
MAIN
$5.05B
$821K ﹤0.01%
20,216
-27,311
-57% -$1.11M
TRV icon
1179
Travelers Companies
TRV
$81.1B
$820K ﹤0.01%
5,019
+271
+6% +$45.3K
SUN icon
1180
Sunoco
SUN
$14.4B
$817K ﹤0.01%
16,688
+7,374
+79% +$335K
EXR icon
1181
Extra Space Storage
EXR
$32.3B
$817K ﹤0.01%
6,719
+3,552
+112% +$477K
IYE icon
1182
iShares US Energy ETF
IYE
$1.72B
$817K ﹤0.01%
17,222
+365
+2% +$16.8K
SAP icon
1183
SAP
SAP
$215B
$816K ﹤0.01%
6,307
+1,037
+20% +$141K
AME icon
1184
Ametek
AME
$53.9B
$816K ﹤0.01%
5,519
-5,007
-48% -$782K
LDOS icon
1185
Leidos
LDOS
$14.4B
$814K ﹤0.01%
8,836
-788
-8% -$74.2K
BYLD icon
1186
iShares Yield Optimized Bond ETF
BYLD
$447M
$813K ﹤0.01%
38,055
+6,161
+19% +$134K
EFX icon
1187
Equifax
EFX
$22B
$807K ﹤0.01%
4,405
+389
+10% +$79.4K
FRO icon
1188
Frontline
FRO
$8.71B
$804K ﹤0.01%
42,808
+6,531
+18% +$110K
PHIN icon
1189
Phinia Inc
PHIN
$3.04B
$797K ﹤0.01%
+29,734
New +$824K
ROP icon
1190
Roper Technologies
ROP
$40.4B
$795K ﹤0.01%
1,641
+793
+94% +$389K
UOCT icon
1191
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
$793K ﹤0.01%
25,992
-446
-2% -$13.5K
FMHI icon
1192
First Trust Municipal High Income ETF
FMHI
$991M
$787K ﹤0.01%
17,468
+5,207
+42% +$243K
TPHD icon
1193
Timothy Plan High Dividend Stock ETF
TPHD
$363M
$786K ﹤0.01%
25,663
+2,826
+12% +$90K
FTXO icon
1194
First Trust Nasdaq Bank ETF
FTXO
$302M
$785K ﹤0.01%
37,976
+6,329
+20% +$140K
MTB icon
1195
M&T Bank
MTB
$36.3B
$780K ﹤0.01%
6,165
+2,327
+61% +$304K
WMG icon
1196
Warner Music
WMG
$15.2B
$779K ﹤0.01%
24,818
-492
-2% -$15.4K
SCHM icon
1197
Schwab US Mid-Cap ETF
SCHM
$14.2B
$779K ﹤0.01%
34,530
+12,204
+55% +$289K
EXAS
1198
DELISTED
Exact Sciences
EXAS
$779K ﹤0.01%
11,412
-1,432
-11% -$121K
ACWV icon
1199
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$778K ﹤0.01%
8,153
+41
+0.5% +$4.01K
KIE icon
1200
State Street SPDR S&P Insurance ETF
KIE
$664M
$777K ﹤0.01%
18,266
-8,625
-32% -$366K
46 47
48
49 50

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.