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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWB icon
1151
Bridgewater Bancshares
BWB
$580M
$326K ﹤0.01%
18,543
+2,131
+13% +$34.8K
GRNY
1152
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.18B
$326K ﹤0.01%
13,041
+11,184
+602% +$264K
TRS icon
1153
TriMas Corp
TRS
$1.41B
$325K ﹤0.01%
8,408
+982
+13% +$34.9K
EQT icon
1154
EQT Corp
EQT
$32.9B
$325K ﹤0.01%
5,964
-44,321
-88% -$2.34M
CNC icon
1155
Centene
CNC
$30.5B
$324K ﹤0.01%
9,093
+4,649
+105% +$140K
EUFN icon
1156
iShares MSCI Europe Financials ETF
EUFN
$4B
$324K ﹤0.01%
9,449
+794
+9% +$26.3K
VSS icon
1157
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$324K ﹤0.01%
2,274
-215
-9% -$29.8K
ULTA icon
1158
Ulta Beauty
ULTA
$21.8B
$324K ﹤0.01%
592
-16
-3% -$8.2K
HYDB icon
1159
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$323K ﹤0.01%
6,744
+458
+7% +$21.7K
OCTT icon
1160
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
$55.4M
$322K ﹤0.01%
7,546
-1,677,158
-100% -$69.3M
BAUG icon
1161
Innovator US Equity Buffer ETF August
BAUG
$198M
$321K ﹤0.01%
6,562
+2,255
+52% +$107K
KEYS icon
1162
Keysight
KEYS
$50.7B
$321K ﹤0.01%
1,837
-55
-3% -$9.17K
SXI icon
1163
Standex International
SXI
$3.33B
$320K ﹤0.01%
1,511
-555
-27% -$105K
FAPR icon
1164
FT Vest US Equity Buffer ETF April
FAPR
$1.25B
$319K ﹤0.01%
7,328
-690
-9% -$29.6K
EAT icon
1165
Brinker International
EAT
$8.82B
$317K ﹤0.01%
2,505
+207
+9% +$32.3K
WDC icon
1166
Western Digital
WDC
$159B
$316K ﹤0.01%
+2,633
New +$215K
LPG icon
1167
Dorian LPG
LPG
$1.96B
$315K ﹤0.01%
+10,587
New +$318K
PB icon
1168
Prosperity Bancshares
PB
$8.9B
$315K ﹤0.01%
4,750
+110
+2% +$7.56K
VTR icon
1169
Ventas
VTR
$47.5B
$315K ﹤0.01%
+4,498
New +$302K
UMAR icon
1170
Innovator US Equity Ultra Buffer ETF March
UMAR
$192M
$315K ﹤0.01%
8,063
+100
+1% +$3.83K
AOCT
1171
Innovator Equity Defined Protection ETF - 2 Yr to October 2026
AOCT
$49.4M
$314K ﹤0.01%
11,960
-97,681
-89% -$2.54M
INSW icon
1172
International Seaways
INSW
$4.68B
$312K ﹤0.01%
+6,778
New +$293K
BAPR icon
1173
Innovator US Equity Buffer ETF April
BAPR
$401M
$312K ﹤0.01%
6,647
-498
-7% -$22.9K
NXT icon
1174
Nextpower Inc
NXT
$14.1B
$310K ﹤0.01%
+4,189
New +$270K
AIT icon
1175
Applied Industrial Technologies
AIT
$12.4B
$307K ﹤0.01%
1,175
+63
+6% +$16.5K
45 46
47
48 49

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.