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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSEC icon
1126
VSE Corp
VSEC
$5.19B
$343K ﹤0.01%
+2,066
New +$315K
GTLS
1127
DELISTED
Chart Industries
GTLS
$343K ﹤0.01%
1,714
+221
+15% +$42K
HIG icon
1128
Hartford Financial Services
HIG
$39.9B
$342K ﹤0.01%
2,562
+54
+2% +$6.93K
FSMB icon
1129
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$340K ﹤0.01%
16,950
+400
+2% +$8.01K
UAL icon
1130
United Airlines
UAL
$38.8B
$340K ﹤0.01%
3,525
-150
-4% -$14.4K
BKR icon
1131
Baker Hughes
BKR
$58.3B
$340K ﹤0.01%
6,969
+416
+6% +$18.4K
IYE icon
1132
iShares US Energy ETF
IYE
$1.72B
$339K ﹤0.01%
7,136
+3,094
+77% +$144K
SLYG icon
1133
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$338K ﹤0.01%
3,589
-15
-0.4% -$1.38K
XMHQ icon
1134
Invesco S&P MidCap Quality ETF
XMHQ
$5.44B
$338K ﹤0.01%
3,219
-202
-6% -$20.8K
IPG
1135
DELISTED
Interpublic Group of Companies
IPG
$337K ﹤0.01%
12,092
+540
+5% +$13.9K
NTSX icon
1136
WisdomTree US Efficient Core Fund
NTSX
$1.33B
$337K ﹤0.01%
6,249
-2,392
-28% -$124K
SMTC icon
1137
Semtech
SMTC
$9.65B
$337K ﹤0.01%
4,715
-264
-5% -$14.3K
GJAN icon
1138
FT Vest US Equity Moderate Buffer ETF January
GJAN
$432M
$337K ﹤0.01%
8,077
-121
-1% -$4.94K
AZO icon
1139
AutoZone
AZO
$51.3B
$336K ﹤0.01%
78
+4
+5% +$16K
ALV icon
1140
Autoliv
ALV
$9.14B
$335K ﹤0.01%
2,710
-175
-6% -$20.9K
NAPR icon
1141
Innovator Growth-100 Power Buffer ETF April
NAPR
$207M
$334K ﹤0.01%
6,353
+66
+1% +$3.42K
FLEX icon
1142
Flex
FLEX
$37.7B
$334K ﹤0.01%
5,764
-915
-14% -$48.6K
SIXD
1143
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
$385M
$333K ﹤0.01%
11,765
-2,280,141
-99% -$63.6M
JHMM icon
1144
John Hancock Multifactor Mid Cap ETF
JHMM
$5.88B
$332K ﹤0.01%
5,137
+2,028
+65% +$128K
FULT icon
1145
Fulton Financial
FULT
$4.68B
$332K ﹤0.01%
17,830
+3,370
+23% +$63.8K
ROP icon
1146
Roper Technologies
ROP
$40.4B
$331K ﹤0.01%
663
-35
-5% -$18.7K
ADC icon
1147
Agree Realty
ADC
$9.66B
$331K ﹤0.01%
4,653
+156
+3% +$11.3K
JULM
1148
FT Vest U.S. Equity Max Buffer ETF - July
JULM
$26.8M
$329K ﹤0.01%
+9,897
New +$325K
FTGC icon
1149
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$328K ﹤0.01%
12,659
+86
+0.7% +$2.18K
SNA icon
1150
Snap-on
SNA
$21.5B
$327K ﹤0.01%
945
+70
+8% +$22.9K
44 45
46
47 48

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.