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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSM
1126
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$633K 0.01%
111,895
+275
+0.2% +$1.75K
SEIC icon
1127
SEI Investments
SEIC
$12.3B
$633K 0.01%
12,904
+3,654
+40% +$200K
NVT icon
1128
nVent Electric
NVT
$21.6B
$632K 0.01%
+20,005
New +$669K
DDEC icon
1129
FT Vest US Equity Deep Buffer ETF December
DDEC
$425M
$628K 0.01%
20,976
+1,924
+10% +$58.6K
XTN icon
1130
State Street SPDR S&P Transportation ETF
XTN
$390M
$627K 0.01%
9,864
+1,408
+17% +$103K
DNP icon
1131
DNP Select Income Fund
DNP
$4.14B
$625K 0.01%
60,334
+4,401
+8% +$49.1K
M icon
1132
Macy's
M
$6.51B
$624K ﹤0.01%
+39,840
New +$706K
BANR icon
1133
Banner Corp
BANR
$2.38B
$622K ﹤0.01%
+10,531
New +$635K
HLN icon
1134
Haleon
HLN
$45.3B
$618K ﹤0.01%
+101,495
New +$657K
ITT icon
1135
ITT
ITT
$17.1B
$618K ﹤0.01%
+9,454
New +$689K
RIO icon
1136
Rio Tinto
RIO
$152B
$618K ﹤0.01%
11,215
-9,093
-45% -$524K
AMSF icon
1137
AMERISAFE
AMSF
$562M
$617K ﹤0.01%
+13,196
New +$637K
ARKW icon
1138
ARK Web x.0 ETF
ARKW
$1.6B
$617K ﹤0.01%
13,518
+1,277
+10% +$69.1K
DV icon
1139
DoubleVerify
DV
$1.77B
$617K ﹤0.01%
+22,548
New +$581K
PAMC icon
1140
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$53.1M
$617K ﹤0.01%
22,118
-18,852
-46% -$587K
NXTG icon
1141
First Trust Indxx NextG ETF
NXTG
$523M
$615K ﹤0.01%
11,045
+1,096
+11% +$70.3K
ECL icon
1142
Ecolab
ECL
$79.8B
$612K ﹤0.01%
4,236
+226
+6% +$36.7K
NBIX icon
1143
Neurocrine Biosciences
NBIX
$18.2B
$612K ﹤0.01%
+5,765
New +$585K
IWV icon
1144
iShares Russell 3000 ETF
IWV
$19.2B
$611K ﹤0.01%
2,950
-191
-6% -$43.9K
UOCT icon
1145
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
$610K ﹤0.01%
+23,239
New +$621K
GBDC icon
1146
Golub Capital BDC
GBDC
$3.33B
$607K ﹤0.01%
48,971
+2,248
+5% +$30.6K
CEF icon
1147
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$606K ﹤0.01%
38,942
+315
+0.8% +$5.07K
IEP icon
1148
Icahn Enterprises
IEP
$5.1B
$606K ﹤0.01%
+12,197
New +$629K
QLYS icon
1149
Qualys
QLYS
$4.76B
$604K ﹤0.01%
4,332
-81
-2% -$11.4K
ESTE
1150
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$603K ﹤0.01%
48,974
+15,778
+48% +$215K
44 45
46
47 48

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.