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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSMD icon
1101
Fidelity Small-Mid Multifactor ETF
FSMD
$2.47B
$991K 0.01%
30,700
+6,067
+25% +$204K
WMS icon
1102
Advanced Drainage Systems
WMS
$10.6B
$991K 0.01%
8,702
+214
+3% +$26.1K
IYF icon
1103
iShares US Financials ETF
IYF
$4.65B
$990K 0.01%
13,246
-6,362
-32% -$490K
ECL icon
1104
Ecolab
ECL
$79.8B
$990K 0.01%
5,843
+906
+18% +$165K
SMAY icon
1105
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$109M
$980K 0.01%
+48,209
New +$1.01M
BJ icon
1106
BJs Wholesale Club
BJ
$12.8B
$979K 0.01%
13,723
+1,694
+14% +$114K
FLCB icon
1107
Franklin US Core Bond ETF
FLCB
$3.02B
$978K 0.01%
47,668
+2,395
+5% +$50.3K
BJUL icon
1108
Innovator US Equity Buffer ETF July
BJUL
$340M
$974K 0.01%
28,266
+8,007
+40% +$283K
RMD icon
1109
ResMed
RMD
$31.1B
$972K 0.01%
6,573
+1,738
+36% +$314K
FFBC icon
1110
First Financial Bancorp
FFBC
$3.55B
$971K 0.01%
49,560
-24,041
-33% -$514K
EIRL icon
1111
iShares MSCI Ireland ETF
EIRL
$75.5M
$969K 0.01%
17,942
+52
+0.3% +$2.98K
INDA icon
1112
iShares MSCI India ETF
INDA
$6.81B
$967K 0.01%
21,872
+5,474
+33% +$242K
JANT icon
1113
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
$60M
$965K 0.01%
34,321
-22,876
-40% -$660K
VOD icon
1114
Vodafone
VOD
$37.1B
$959K 0.01%
101,119
-10,710
-10% -$101K
ZS icon
1115
Zscaler
ZS
$24.9B
$956K 0.01%
6,143
-538
-8% -$80.7K
AON icon
1116
Aon
AON
$80.6B
$953K 0.01%
2,940
-287
-9% -$95K
LCTU icon
1117
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.19B
$945K 0.01%
20,075
+4,168
+26% +$205K
EWW icon
1118
iShares MSCI Mexico ETF
EWW
$1.89B
$943K 0.01%
16,202
-12
-0.1% -$744
EAGG icon
1119
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$943K 0.01%
20,812
+1,686
+9% +$78.2K
FIVE icon
1120
Five Below
FIVE
$11.6B
$940K 0.01%
5,842
-118
-2% -$21.6K
VMW
1121
DELISTED
VMware, Inc
VMW
$933K 0.01%
5,604
-1,276
-19% -$204K
BMAR icon
1122
Innovator US Equity Buffer ETF March
BMAR
$247M
$933K 0.01%
25,672
+2,669
+12% +$99.3K
IYY icon
1123
iShares Dow Jones US ETF
IYY
$2.89B
$931K 0.01%
8,913
+6,868
+336% +$747K
GSLC icon
1124
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$931K 0.01%
11,048
-4,857
-31% -$425K
AGCO icon
1125
AGCO
AGCO
$8.41B
$930K 0.01%
7,860
+2,097
+36% +$266K
43 44
45
46 47

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.