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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZJAN
1076
Innovator Equity Defined Protection ETF - 1 Yr January
ZJAN
$115M
$473K ﹤0.01%
17,272
-311
-2% -$8.43K
RTO icon
1077
Rentokil
RTO
$14.8B
$472K ﹤0.01%
16,005
+840
+6% +$23.3K
DFIC icon
1078
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$471K ﹤0.01%
13,679
+1,882
+16% +$62.8K
GATX icon
1079
GATX Corp
GATX
$6.45B
$471K ﹤0.01%
2,777
-76
-3% -$12.5K
ZALT icon
1080
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$746M
$470K ﹤0.01%
14,419
-370
-3% -$11.9K
SPSB icon
1081
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$469K ﹤0.01%
15,533
-5,835
-27% -$176K
IBUF
1082
Innovator International Developed 10 Buffer ETF - Quarterly
IBUF
$109M
$469K ﹤0.01%
16,038
+97
+0.6% +$2.79K
VTC icon
1083
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$468K ﹤0.01%
6,026
+790
+15% +$61.8K
XYLD icon
1084
Global X S&P 500 Covered Call ETF
XYLD
$3.19B
$468K ﹤0.01%
11,514
+7,432
+182% +$297K
VLY icon
1085
Valley National Bancorp
VLY
$7.9B
$467K ﹤0.01%
39,963
+18,062
+82% +$200K
J icon
1086
Jacobs Solutions
J
$16B
$465K ﹤0.01%
3,507
-128
-4% -$18.8K
JAZZ icon
1087
Jazz Pharmaceuticals
JAZZ
$16.1B
$464K ﹤0.01%
2,731
+64
+2% +$9.81K
RTH icon
1088
VanEck Retail ETF
RTH
$253M
$464K ﹤0.01%
1,861
+262
+16% +$65.7K
TRP icon
1089
TC Energy
TRP
$70.1B
$464K ﹤0.01%
8,431
+801
+10% +$42.7K
IEX icon
1090
IDEX
IEX
$17B
$463K ﹤0.01%
2,600
-156,241
-98% -$26.7M
SPBU
1091
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
$172M
$462K ﹤0.01%
+16,425
New +$460K
AEE icon
1092
Ameren
AEE
$30.4B
$462K ﹤0.01%
4,626
+241
+5% +$24.7K
VHT icon
1093
Vanguard Health Care ETF
VHT
$18.5B
$461K ﹤0.01%
1,600
+14
+0.9% +$3.91K
PSA icon
1094
Public Storage
PSA
$61.5B
$460K ﹤0.01%
1,772
+450
+34% +$126K
PB icon
1095
Prosperity Bancshares
PB
$8.9B
$459K ﹤0.01%
6,636
+1,886
+40% +$127K
ROST icon
1096
Ross Stores
ROST
$80.8B
$458K ﹤0.01%
+2,542
New +$424K
SON icon
1097
Sonoco
SON
$5.83B
$457K ﹤0.01%
10,481
-1,979
-16% -$81.9K
SPXC icon
1098
SPX Corp
SPXC
$9.39B
$457K ﹤0.01%
2,286
+255
+13% +$52K
ISMD icon
1099
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$457K ﹤0.01%
11,847
+1,814
+18% +$69.7K
TDG icon
1100
TransDigm Group
TDG
$70.7B
$456K ﹤0.01%
343
+123
+56% +$161K
42 43
44
45 46

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.