We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
1076
Invesco Preferred ETF
PGX
$3.79B
$717K 0.01%
60,361
-32,210
-35% -$405K
SNY icon
1077
Sanofi
SNY
$107B
$716K 0.01%
18,833
+1,703
+10% +$75.9K
DFAR icon
1078
Dimensional US Real Estate ETF
DFAR
$1.82B
$714K 0.01%
34,736
+7,065
+26% +$168K
UTG icon
1079
Reaves Utility Income Fund
UTG
$3.47B
$712K 0.01%
26,149
+2,351
+10% +$74.4K
HTGC icon
1080
Hercules Capital
HTGC
$2.99B
$705K 0.01%
60,885
-10,063
-14% -$144K
FXG icon
1081
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$704K 0.01%
+12,378
New +$774K
EVT icon
1082
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$703K 0.01%
32,334
-20,631
-39% -$511K
KRE icon
1083
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$702K 0.01%
11,918
+2,169
+22% +$136K
SM icon
1084
SM Energy
SM
$7.6B
$694K 0.01%
+18,448
New +$726K
HLI icon
1085
Houlihan Lokey
HLI
$9.72B
$693K 0.01%
9,189
-4,570
-33% -$370K
FIW icon
1086
First Trust Water ETF
FIW
$1.87B
$691K 0.01%
9,628
+1,166
+14% +$90.9K
KR icon
1087
Kroger
KR
$36.7B
$691K 0.01%
15,798
+834
+6% +$39.6K
LECO icon
1088
Lincoln Electric
LECO
$14.1B
$691K 0.01%
+5,500
New +$742K
MPT
1089
Medical Properties Trust
MPT
$2.84B
$690K 0.01%
58,209
-9,542
-14% -$145K
SUSC icon
1090
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$690K 0.01%
31,664
+6,011
+23% +$139K
SPY icon
1091
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$688K 0.01%
49,000
-182,800
-79% -$72.6M
ANSS
1092
DELISTED
Ansys
ANSS
$685K 0.01%
3,088
-3
-0.1% -$767
CUBI icon
1093
Customers Bancorp
CUBI
$2.66B
$685K 0.01%
+23,227
New +$822K
EFX icon
1094
Equifax
EFX
$22B
$685K 0.01%
3,997
-208
-5% -$40.7K
BATRA icon
1095
Atlanta Braves Holdings Series A
BATRA
$3.51B
$682K 0.01%
+24,215
New +$685K
HYMB icon
1096
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$681K 0.01%
28,428
-2,952
-9% -$75.8K
OMCL icon
1097
Omnicell
OMCL
$1.88B
$678K 0.01%
7,791
+5,224
+204% +$549K
CNO icon
1098
CNO Financial Group
CNO
$4.94B
$677K 0.01%
+37,677
New +$699K
NOV icon
1099
NOV
NOV
$6.84B
$677K 0.01%
+41,812
New +$703K
PBF icon
1100
PBF Energy
PBF
$7.49B
$676K 0.01%
+19,231
New +$609K
42 43
44
45 46

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.