We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPBU
1076
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
$172M
$540K ﹤0.01%
19,868
+3,443
+21% +$96.7K
IFGL icon
1077
iShares International Developed Real Estate ETF
IFGL
$81.6M
$538K ﹤0.01%
24,045
+20,142
+516% +$482K
IYY icon
1078
iShares Dow Jones US ETF
IYY
$2.92B
$538K ﹤0.01%
3,392
-520
-13% -$86K
IAUI
1079
NEOS Gold High Income ETF
IAUI
$475M
$537K ﹤0.01%
+9,443
New +$566K
KTOS icon
1080
Kratos Defense & Security Solutions
KTOS
$8.88B
$537K ﹤0.01%
7,616
+2,737
+56% +$262K
BKR icon
1081
Baker Hughes
BKR
$56.8B
$536K ﹤0.01%
8,775
-211
-2% -$12.2K
MISL icon
1082
First Trust Indxx Aerospace & Defense ETF
MISL
$750M
$532K ﹤0.01%
11,899
+11,529
+3,116% +$556K
SMTC icon
1083
Semtech
SMTC
$11.7B
$532K ﹤0.01%
6,917
+989
+17% +$81.3K
LMUB
1084
iShares Long-Term National Muni Bond ETF
LMUB
$1.68B
$531K ﹤0.01%
+10,640
New +$538K
CRK icon
1085
Comstock Resources
CRK
$3.97B
$528K ﹤0.01%
25,065
-30
-0.1% -$638
PKG icon
1086
Packaging Corp of America
PKG
$22.7B
$528K ﹤0.01%
2,490
+164
+7% +$36.6K
CBOE icon
1087
Cboe Global Markets
CBOE
$29.8B
$526K ﹤0.01%
1,873
+317
+20% +$88.3K
QEFA icon
1088
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.04B
$522K ﹤0.01%
5,599
+1,800
+47% +$171K
FISV
1089
Fiserv Inc
FISV
$27.2B
$522K ﹤0.01%
9,349
+875
+10% +$54.1K
CLS icon
1090
Celestica
CLS
$35.1B
$521K ﹤0.01%
1,851
+841
+83% +$244K
MARM icon
1091
FT Vest US Equity Max Buffer ETF March
MARM
$108M
$521K ﹤0.01%
15,574
-1,445
-8% -$48K
DJCO icon
1092
Daily Journal
DJCO
$792M
$521K ﹤0.01%
+1,081
New +$591K
UTG icon
1093
Reaves Utility Income Fund
UTG
$3.69B
$521K ﹤0.01%
13,266
-3,452
-21% -$135K
EQL icon
1094
ALPS Equal Sector Weight ETF
EQL
$753M
$519K ﹤0.01%
10,918
-576
-5% -$27.8K
NXTG icon
1095
First Trust Indxx NextG ETF
NXTG
$537M
$514K ﹤0.01%
4,593
-355
-7% -$40.6K
GATX icon
1096
GATX Corp
GATX
$6.55B
$514K ﹤0.01%
3,010
+233
+8% +$41.9K
VLY icon
1097
Valley National Bancorp
VLY
$7.93B
$511K ﹤0.01%
41,592
+1,629
+4% +$20.3K
BUD icon
1098
AB InBev
BUD
$158B
$510K ﹤0.01%
7,356
+856
+13% +$61.8K
BMAY icon
1099
Innovator US Equity Buffer ETF May
BMAY
$232M
$510K ﹤0.01%
11,369
-1,350
-11% -$60.8K
INSW icon
1100
International Seaways
INSW
$4.57B
$510K ﹤0.01%
7,000
-1,112
-14% -$71.1K
42 43
44
45 46

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.