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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQQQ icon
1051
ProShares Nasdaq-100 High Income ETF
IQQQ
$389M
$565K ﹤0.01%
13,542
+8,349
+161% +$367K
IRM icon
1052
Iron Mountain
IRM
$38.2B
$562K ﹤0.01%
5,506
-2,739
-33% -$272K
AON icon
1053
Aon
AON
$77.3B
$562K ﹤0.01%
1,740
+135
+8% +$44.9K
NLR icon
1054
VanEck Uranium + Nuclear Energy ETF
NLR
$3.89B
$559K ﹤0.01%
4,199
+894
+27% +$128K
PRFD icon
1055
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
$223M
$557K ﹤0.01%
10,992
-143
-1% -$7.38K
CGGR icon
1056
Capital Group Growth ETF
CGGR
$23.5B
$557K ﹤0.01%
13,855
+6,065
+78% +$262K
MKC icon
1057
McCormick & Company Non-Voting
MKC
$13.4B
$555K ﹤0.01%
11,006
+7,935
+258% +$505K
HYLS icon
1058
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$555K ﹤0.01%
13,684
-5,329
-28% -$220K
ECHO
1059
EchoStar
ECHO
$25.5B
$555K ﹤0.01%
4,740
+793
+20% +$91K
RGA icon
1060
Reinsurance Group of America
RGA
$15.7B
$555K ﹤0.01%
2,717
+176
+7% +$36.4K
APO icon
1061
Apollo Global Management
APO
$70.7B
$552K ﹤0.01%
4,958
-9,259
-65% -$1.15M
RBUF
1062
Innovator U.S. Small Cap 10 Buffer ETF - Quarterly
RBUF
$95.7M
$552K ﹤0.01%
18,833
+2,483
+15% +$73.5K
KRG icon
1063
Kite Realty
KRG
$5.95B
$551K ﹤0.01%
22,429
+23
+0.1% +$567
FFEB icon
1064
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$550K ﹤0.01%
9,840
-364
-4% -$20.7K
IBUF
1065
Innovator International Developed 10 Buffer ETF - Quarterly
IBUF
$109M
$549K ﹤0.01%
18,581
+2,543
+16% +$75K
TDSC icon
1066
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$102M
$548K ﹤0.01%
21,057
-5,472
-21% -$144K
CHAT icon
1067
Roundhill Generative AI & Technology ETF
CHAT
$1.8B
$547K ﹤0.01%
8,842
+1,148
+15% +$71.9K
SPXC icon
1068
SPX Corp
SPXC
$11B
$546K ﹤0.01%
2,733
+447
+20% +$96K
TPH
1069
DELISTED
Tri Pointe Homes
TPH
$546K ﹤0.01%
11,682
-536,916
-98% -$21.8M
FXH icon
1070
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$544K ﹤0.01%
4,958
-191
-4% -$21.7K
ZALT icon
1071
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$728M
$544K ﹤0.01%
16,758
+2,339
+16% +$76.5K
TYL icon
1072
Tyler Technologies
TYL
$12.2B
$543K ﹤0.01%
1,587
+703
+80% +$262K
PB icon
1073
Prosperity Bancshares
PB
$8.77B
$543K ﹤0.01%
8,081
+1,445
+22% +$101K
REZ icon
1074
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$543K ﹤0.01%
6,522
-349
-5% -$30K
USIG icon
1075
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$542K ﹤0.01%
10,586
-4,644
-30% -$240K
41 42
43
44 45

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.