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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.14%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$11.8B
AUM Growth
+$764M
Cap. Flow
+$759M
Cap. Flow %
6.44%
Top 10 Hldgs %
20.3%
Holding
2,182
New
948
Increased
675
Reduced
486
Closed
60

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$106M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$101M
3
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$98.8M
4
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$65.7M
5
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$65.1M

Top Sells

Rank Stock Value
1
AUGT icon
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
+$122M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$93.3M
3
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$92.7M
4
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$91.5M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$46.4M

Sector Composition

Rank Sector Weight
1 Technology 13.47%
2 Financials 7%
3 Consumer Discretionary 5.45%
4 Healthcare 4.15%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNOV icon
1026
Innovator US Equity Buffer ETF November
BNOV
$206M
$357K ﹤0.01%
+9,102
New +$355K
AWR icon
1027
American States Water
AWR
$3.44B
$357K ﹤0.01%
+4,599
New +$383K
FTGC icon
1028
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$356K ﹤0.01%
14,868
-4,276
-22% -$101K
SLYV icon
1029
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$352K ﹤0.01%
4,035
-81
-2% -$7.24K
IYJ icon
1030
iShares US Industrials ETF
IYJ
$1.95B
$351K ﹤0.01%
2,630
-299
-10% -$41.1K
ZD icon
1031
Ziff Davis
ZD
$2B
$350K ﹤0.01%
+6,446
New +$338K
SNA icon
1032
Snap-on
SNA
$21.5B
$349K ﹤0.01%
1,028
+19
+2% +$6.41K
UAL icon
1033
United Airlines
UAL
$38.8B
$348K ﹤0.01%
+3,586
New +$303K
MMS icon
1034
Maximus
MMS
$3.32B
$347K ﹤0.01%
+4,652
New +$380K
TTC icon
1035
Toro Company
TTC
$8.79B
$347K ﹤0.01%
4,328
+1,917
+80% +$161K
MAIN icon
1036
Main Street Capital
MAIN
$5.05B
$347K ﹤0.01%
5,918
+1,822
+44% +$97.1K
TRV icon
1037
Travelers Companies
TRV
$81.1B
$346K ﹤0.01%
1,437
+225
+19% +$56.2K
FR icon
1038
First Industrial Realty Trust
FR
$8.66B
$345K ﹤0.01%
6,881
+3,288
+92% +$174K
VYMI icon
1039
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$345K ﹤0.01%
5,076
+17
+0.3% +$1.2K
OTTR icon
1040
Otter Tail
OTTR
$3.81B
$344K ﹤0.01%
+4,662
New +$365K
PSLV icon
1041
Sprott Physical Silver Trust
PSLV
$11.8B
$344K ﹤0.01%
35,613
-16,402
-32% -$173K
CBSH icon
1042
Commerce Bancshares
CBSH
$8.68B
$342K ﹤0.01%
+5,756
New +$347K
HSBC icon
1043
HSBC
HSBC
$352B
$341K ﹤0.01%
6,898
-26
-0.4% -$1.21K
LCTU icon
1044
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.19B
$341K ﹤0.01%
5,326
-1,346
-20% -$86.7K
SUB icon
1045
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$340K ﹤0.01%
3,228
-994
-24% -$105K
MTB icon
1046
M&T Bank
MTB
$36.3B
$340K ﹤0.01%
1,809
+68
+4% +$13.5K
FSS icon
1047
Federal Signal
FSS
$6.82B
$339K ﹤0.01%
3,665
+1,099
+43% +$101K
NYT icon
1048
New York Times
NYT
$12.6B
$338K ﹤0.01%
+6,504
New +$355K
SXT icon
1049
Sensient Technologies
SXT
$5.22B
$338K ﹤0.01%
+4,743
New +$365K
NSEP
1050
Innovator Growth-100 Power Buffer ETF - September
NSEP
$32.5M
$337K ﹤0.01%
13,120
-115
-0.9% -$2.92K
40 41
42
43 44

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2024 Portfolio in Review

As of Q4 2024, AE Wealth Management held 2,182 positions worth $11.8B, up 6.9% from $11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $759M of net new capital in Q4 2024, opening 948 new positions and adding to 675 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF December: 2,943,493 shares worth $99.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer10 Aug ETF, an estimated $122M trimmed.

  • AE Wealth Management's largest Q4 2024 buy was FT Vest US Equity Moderate Buffer ETF December: 2,943,493 shares worth $99.3M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2024, an estimated $106M increase.
  • AE Wealth Management's biggest Q4 2024 reduction was AllianzIM U.S. Equity Buffer10 Aug ETF, cutting an estimated $122M.
  • AE Wealth Management fully exited iShares iBonds Dec 2024 Term Corporate ETF in Q4 2024, selling an estimated $12.3M.
  • AE Wealth Management's ten largest holdings make up 20% of its $11.8B portfolio in Q4 2024.
  • AE Wealth Management opened 948 new positions and closed 60 in Q4 2024.
  • AE Wealth Management's portfolio value rose 6.9% quarter-over-quarter to $11.8B.

Based on AE Wealth Management's 13F filing for Q4 2024, filed 13 Feb 2025.