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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITIC
1001
Investors Title Co
ITIC
$560M
$468K ﹤0.01%
+1,746
New +$406K
RBUF
1002
Innovator U.S. Small Cap 10 Buffer ETF - Quarterly
RBUF
$95.3M
$467K ﹤0.01%
16,265
-5,514
-25% -$155K
HII icon
1003
Huntington Ingalls Industries
HII
$11B
$466K ﹤0.01%
1,619
-365
-18% -$97.3K
GOF icon
1004
Guggenheim Strategic Opportunities Fund
GOF
$2.2B
$466K ﹤0.01%
31,113
+7,034
+29% +$105K
BMO icon
1005
Bank of Montreal
BMO
$123B
$462K ﹤0.01%
3,548
+366
+12% +$43.3K
HIMS icon
1006
Hims & Hers Health
HIMS
$5.79B
$462K ﹤0.01%
8,138
+2,279
+39% +$117K
GWRE icon
1007
Guidewire Software
GWRE
$13.9B
$461K ﹤0.01%
2,005
+216
+12% +$49.1K
MOAT icon
1008
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$460K ﹤0.01%
4,642
-1,083
-19% -$106K
CLF icon
1009
Cleveland-Cliffs
CLF
$6.49B
$459K ﹤0.01%
37,652
-857
-2% -$9.01K
IFRA icon
1010
iShares US Infrastructure ETF
IFRA
$4.45B
$459K ﹤0.01%
8,683
-1,637
-16% -$84K
ZS icon
1011
Zscaler
ZS
$24.9B
$458K ﹤0.01%
1,529
+201
+15% +$57.3K
AEE icon
1012
Ameren
AEE
$30.4B
$458K ﹤0.01%
4,385
+874
+25% +$87.2K
AUGW icon
1013
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
$133M
$456K ﹤0.01%
14,265
-3,249
-19% -$102K
IBUF
1014
Innovator International Developed 10 Buffer ETF - Quarterly
IBUF
$109M
$454K ﹤0.01%
15,941
-5,101
-24% -$143K
GDEC icon
1015
FT Vest US Equity Moderate Buffer ETF December
GDEC
$435M
$449K ﹤0.01%
12,252
-1,966,489
-99% -$70.6M
DEO icon
1016
Diageo
DEO
$49.6B
$449K ﹤0.01%
4,708
-205
-4% -$21.5K
LCTD icon
1017
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$281M
$449K ﹤0.01%
8,419
+263
+3% +$13.6K
SCI icon
1018
Service Corp International
SCI
$11.8B
$447K ﹤0.01%
5,372
-3,770
-41% -$301K
NVT icon
1019
nVent Electric
NVT
$21.6B
$446K ﹤0.01%
4,523
-356
-7% -$30.9K
XHLF icon
1020
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$446K ﹤0.01%
8,841
-15,501
-64% -$780K
SOUN icon
1021
SoundHound AI
SOUN
$2.48B
$446K ﹤0.01%
27,720
+11,199
+68% +$149K
FMB icon
1022
First Trust Managed Municipal ETF
FMB
$2.04B
$445K ﹤0.01%
8,786
-2,169
-20% -$108K
DGCB icon
1023
Dimensional Global Credit ETF
DGCB
$1.08B
$442K ﹤0.01%
7,979
+5,596
+235% +$306K
RNR icon
1024
RenaissanceRe
RNR
$13.8B
$440K ﹤0.01%
1,734
+363
+26% +$87.9K
ING icon
1025
ING
ING
$92.9B
$440K ﹤0.01%
16,862
+410
+2% +$9.88K
39 40
41
42 43

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.