We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DES icon
1001
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$844K 0.01%
25,684
+2,584
+11% +$83.6K
SRPT icon
1002
Sarepta Therapeutics
SRPT
$1.64B
$844K 0.01%
+9,378
New +$802K
ACI icon
1003
Albertsons Companies
ACI
$5.91B
$842K 0.01%
+27,892
New +$884K
VIOV icon
1004
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$842K 0.01%
9,334
+670
+8% +$60.7K
IEME
1005
DELISTED
iShares Evolved U.S. Media and Entertainment ETF
IEME
$842K 0.01%
25,172
+8,306
+49% +$292K
WBND
1006
DELISTED
Western Asset Total Return ETF
WBND
$839K 0.01%
31,997
+22,203
+227% +$590K
BGS icon
1007
B&G Foods
BGS
$303M
$834K 0.01%
27,144
+2,939
+12% +$89.9K
IHAK icon
1008
iShares Cybersecurity and Tech ETF
IHAK
$988M
$834K 0.01%
18,701
+4,060
+28% +$184K
XSW icon
1009
State Street SPDR S&P Software & Services ETF
XSW
$442M
$831K 0.01%
5,026
+1,287
+34% +$223K
IYM icon
1010
iShares US Basic Materials ETF
IYM
$1.13B
$830K 0.01%
5,917
-3,576
-38% -$482K
NVT icon
1011
nVent Electric
NVT
$21.6B
$829K 0.01%
21,825
-2,304
-10% -$81.8K
AFG icon
1012
American Financial Group
AFG
$11.9B
$828K 0.01%
6,033
+192
+3% +$26.4K
MUR icon
1013
Murphy Oil
MUR
$5.55B
$827K 0.01%
+31,677
New +$876K
PSEC icon
1014
Prospect Capital
PSEC
$1.08B
$827K 0.01%
98,277
+21,295
+28% +$179K
DBC icon
1015
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$825K 0.01%
39,696
-129,143
-76% -$2.69M
TTEK icon
1016
Tetra Tech
TTEK
$8.77B
$823K 0.01%
24,235
+515
+2% +$17.7K
STE icon
1017
Steris
STE
$22.9B
$821K 0.01%
3,373
+274
+9% +$62.6K
BSCM
1018
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$821K 0.01%
+38,364
New +$824K
UMBF icon
1019
UMB Financial
UMBF
$11.3B
$820K 0.01%
7,726
+216
+3% +$22.3K
FAPR icon
1020
FT Vest US Equity Buffer ETF April
FAPR
$1.25B
$819K 0.01%
25,100
+5,765
+30% +$184K
PFLT icon
1021
PennantPark Floating Rate Capital
PFLT
$698M
$819K 0.01%
64,138
-2,958
-4% -$38.9K
NATH icon
1022
Nathan's Famous
NATH
$403M
$817K 0.01%
14,000
– –
SIMO icon
1023
Silicon Motion
SIMO
$7.11B
$817K 0.01%
8,600
+181
+2% +$13.6K
MXL icon
1024
MaxLinear
MXL
$5.19B
$816K 0.01%
10,820
-1,819
-14% -$116K
RRR icon
1025
Red Rock Resorts
RRR
$3.84B
$815K 0.01%
+14,809
New +$770K
39 40
41
42 43

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.